Form 4 for CAT Caterpillar Inc.
Accepted 2022-02-10 00:00:00 ET · period of report 2022-02-08 · accession 0000018230-22-000033 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-02-10 | 2022-02-08 | CAT | Fassino Anthony D. | Group Pres | A - Grant | $0.00 | +4,073 | 12.9K | +46% | $0 | |
| 2022-02-10 | 2022-02-08 | CAT | Fassino Anthony D. | Group Pres | F - Tax | $200.77 | -1,221 | 11.7K | -9% | -$245.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-08 | A | A | 4,073 | $0.00 | 12,926 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-08 | F | D | 1,221 | $200.77 | 11,705 | D | — | — | (F1) Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted on March 4, 2019. |