InsiderTrades

CAT Caterpillar Inc.

NYSE · SEC CIK 18230 · EDGAR

Bought, last 12 months
$389.9K
2 purchases by 1 insiders
Sold, last 12 months
$253.10M
30 sales by 9 insiders
Filings on record
449
since 2021-07-01, latest 2026-09-01 12:32
Buying vs selling by month open-market trades, last 24 months
BoughtSold

Most active insiders, 12 months

InsiderTitleBoughtSold
De Lange BobGroup Pres —$78.74M
Fassino Anthony D.Group Pres —$45.82M
Johnson Denise CGroup Pres —$43.74M
Creed Joseph ECEO —$28.01M
BONFIELD ANDREW R JCFO Emeritus —$25.86M
Kaiser JasonGroup Pres —$12.33M
Umpleby III Donald JExecutive COB —$8.67M
Shurman Rodney MichaelGroup Pres —$8.17M
Schaupp William ECAO —$1.76M
MacLennan DavidDir $389.9K—

Transactions 425

Type
Reset
X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
D 2026-09-01 12:32 2026-08-28 CAT Creed Joseph E CEO M - OptEx $219.76 +44.4K 79.0K +128% +$9.76M
D 2026-09-01 12:32 2026-08-28 CAT Creed Joseph E CEO F - Tax $812.98 -12.0K 67.0K -15% -$9.76M
DM 2026-09-01 12:32 2026-08-28 CAT Creed Joseph E CEO S - Sale+OE $808.98 -32.4K 34.6K -48% -$26.21M
2026-06-11 15:53 2026-06-10 CAT WILKINS RAYFORD JR Dir A - Grant $0.00 +211 8,416 +3% $0
2026-06-11 15:52 2026-06-10 CAT SCHWAB SUSAN C Dir A - Grant $0.00 +211 6,197 +4% $0
2026-06-11 15:52 2026-06-10 CAT REED DEBRA L Dir A - Grant $0.00 +211 13.2K +2% $0
2026-06-11 15:50 2026-06-10 CAT Marks Judith Fran Dir A - Grant $0.00 +211 1,938 +12% $0
2026-06-11 15:48 2026-06-10 CAT MacLennan David Dir A - Grant $0.00 +211 8,420 +3% $0
2026-06-11 15:47 2026-06-10 CAT KEENE NAZZIC S Dir A - Grant $0.00 +211 728 +41% $0
2026-06-11 15:46 2026-06-10 CAT Johnson Gerald Dir A - Grant $0.00 +211 3,907 +6% $0
2026-06-11 15:43 2026-06-10 CAT Fish James C Jr Dir A - Grant $0.00 +211 3,687 +6% $0
D 2026-05-15 17:29 2026-05-14 CAT Johnson Denise C Group Pres M - OptEx $196.70 +16.1K 65.9K +32% +$3.16M
D 2026-05-15 17:29 2026-05-14 CAT Johnson Denise C Group Pres F - Tax $910.55 -3,473 62.4K -5% -$3.16M
DM 2026-05-15 17:29 2026-05-14 CAT Johnson Denise C Group Pres S - Sale+OE $907.91 -12.6K 49.8K -20% -$11.44M
D 2026-05-14 14:47 2026-05-13 CAT Johnson Denise C Group Pres M - OptEx $196.70 +7,900 57.7K +16% +$1.55M
D 2026-05-14 14:47 2026-05-13 CAT Johnson Denise C Group Pres F - Tax $911.61 -1,704 56.0K -3% -$1.55M
DM 2026-05-14 14:47 2026-05-13 CAT Johnson Denise C Group Pres S - Sale+OE $909.79 -6,196 49.8K -11% -$5.64M
2026-05-14 11:50 2026-05-13 CAT Schaupp William E CAO S - Sale $906.00 -360 530 -40% -$326.2K
2026-05-12 16:31 2026-05-11 CAT Creed Joseph E CEO F - Tax $912.03 -574 34.5K -2% -$523.5K
2026-05-12 16:30 2026-05-11 CAT Pambianchi Christine M CHRO F - Tax $912.03 -224 3,083 -7% -$204.3K
D 2026-05-12 13:37 2026-05-11 CAT Fassino Anthony D. Group Pres M - OptEx $219.76 +21.4K 67.4K +46% +$4.70M
D 2026-05-12 13:37 2026-05-11 CAT Fassino Anthony D. Group Pres F - Tax $918.65 -5,120 62.3K -8% -$4.70M
DM 2026-05-12 13:37 2026-05-11 CAT Fassino Anthony D. Group Pres S - Sale+OE $916.80 -16.3K 46.0K -26% -$14.93M
D 2026-05-12 13:23 2026-05-08 CAT Epley Kyle Joseph CFO A - Grant $0.00 +515 17.7K +3% $0
D 2026-05-07 17:35 2026-05-06 CAT De Lange Bob Group Pres M - OptEx $127.60 +28.1K 114.1K +33% +$3.59M
D 2026-05-07 17:35 2026-05-06 CAT De Lange Bob Group Pres F - Tax $923.38 -3,883 110.3K -3% -$3.59M
DM 2026-05-07 17:35 2026-05-06 CAT De Lange Bob Group Pres S - Sale+OE $922.92 -24.2K 86.0K -22% -$22.35M
D 2026-05-07 17:34 2026-05-06 CAT Fassino Anthony D. Group Pres M - OptEx $219.76 +12.0K 58.0K +26% +$2.64M
D 2026-05-07 17:34 2026-05-06 CAT Fassino Anthony D. Group Pres F - Tax $925.74 -2,848 55.2K -5% -$2.64M
DM 2026-05-07 17:34 2026-05-06 CAT Fassino Anthony D. Group Pres S - Sale+OE $926.25 -9,152 46.0K -17% -$8.48M
DM 2026-05-07 17:34 2026-05-06 CAT BONFIELD ANDREW R J CFO Emeritus M - OptEx $294.78 +23.1K 76.0K +44% +$6.80M
D 2026-05-07 17:34 2026-05-06 CAT BONFIELD ANDREW R J CFO Emeritus F - Tax $920.72 -7,380 68.6K -10% -$6.79M
D 2026-05-07 17:34 2026-05-06 CAT BONFIELD ANDREW R J CFO Emeritus S - Sale+OE $918.71 -15.7K 52.9K -23% -$14.40M
2026-05-06 18:28 2026-05-06 CAT Kaiser Jason Group Pres G - Gift $0.00 -294 9,300 -3% $0
D 2026-05-06 18:27 2026-05-05 CAT Shurman Rodney Michael Group Pres M - OptEx $253.98 +5,639 8,185 +221% +$1.43M
DM 2026-05-06 18:27 2026-05-05 CAT Shurman Rodney Michael Group Pres S - Sale+OE $903.18 -5,639 2,546 -69% -$5.09M
D 2026-05-05 19:07 2026-05-04 CAT Kaiser Jason Group Pres M - OptEx $253.98 +7,917 17.5K +83% +$2.01M
D 2026-05-05 19:07 2026-05-04 CAT Kaiser Jason Group Pres F - Tax $883.50 -2,275 15.2K -13% -$2.01M
D 2026-05-05 19:07 2026-05-04 CAT Kaiser Jason Group Pres S - Sale+OE $883.03 -5,642 9,594 -37% -$4.98M
2026-05-05 14:00 2026-05-04 CAT MacLennan David Dir P - Purchase $876.84 +250 8,206 +3% +$219.2K
2026-03-06 2026-03-04 CAT Kaiser Jason Group Pres F - Tax $738.42 -368 9,594 -4% -$271.7K
2026-03-06 2026-03-04 CAT Umpleby III Donald J Executive COB F - Tax $738.42 -1,546 464.2K -0.3% -$1.14M
2026-03-06 2026-03-04 CAT Schaupp William E CAO F - Tax $738.42 -19 890 -2% -$14.0K
2026-03-06 2026-03-04 CAT De Lange Bob Group Pres F - Tax $738.42 -393 86.0K -0.5% -$290.2K
2026-03-06 2026-03-04 CAT Fassino Anthony D. Group Pres F - Tax $738.42 -346 46.0K -0.7% -$255.5K
2026-03-06 2026-03-04 CAT BONFIELD ANDREW R J CFO F - Tax $738.42 -449 52.9K -0.8% -$331.6K
M 2026-03-06 2026-03-05 CAT Creed Joseph E CEO S - Sale $718.93 -2,500 37.2K -6% -$1.80M
2026-03-06 2026-03-04 CAT Creed Joseph E CEO F - Tax $738.42 -696 37.6K -2% -$513.9K
2026-03-06 2026-03-04 CAT Johnson Denise C Group Pres F - Tax $738.42 -346 49.8K -0.7% -$255.5K
2026-03-06 2026-03-04 CAT Shurman Rodney Michael Group Pres F - Tax $738.42 -117 2,546 -4% -$86.4K
2026-03-06 2026-03-04 CAT Owens Derek CLO F - Tax $738.42 -338 8,203 -4% -$249.6K
2026-03-04 2026-03-03 CAT Fassino Anthony D. Group Pres F - Tax $719.13 -337 46.4K -0.7% -$242.3K
D 2026-03-04 2026-03-02 CAT Kaiser Jason Group Pres A - Grant $0.00 +1,650 10.3K +19% $0
D 2026-03-04 2026-03-03 CAT Kaiser Jason Group Pres F - Tax $719.13 -358 9,962 -3% -$257.4K
D 2026-03-04 2026-03-02 CAT Pambianchi Christine M CHRO A - Grant $0.00 +1,155 3,307 +54% $0
D 2026-03-04 2026-03-02 CAT Owens Derek CLO, GC A - Grant $0.00 +1,386 8,851 +19% $0
D 2026-03-04 2026-03-03 CAT Owens Derek CLO, GC F - Tax $719.13 -310 8,541 -4% -$222.9K
D 2026-03-04 2026-03-03 CAT Shurman Rodney Michael Group Pres F - Tax $719.13 -100 2,663 -4% -$71.9K
D 2026-03-04 2026-03-02 CAT Shurman Rodney Michael Group Pres A - Grant $0.00 +1,320 2,763 +91% $0
D 2026-03-04 2026-03-03 CAT Johnson Denise C Group Pres F - Tax $719.13 -337 50.2K -0.7% -$242.3K
D 2026-03-04 2026-03-02 CAT Johnson Denise C Group Pres A - Grant $0.00 +1,650 50.5K +3% $0
D 2026-03-04 2026-03-03 CAT Schaupp William E CAO F - Tax $719.13 -18 909 -2% -$12.9K
D 2026-03-04 2026-03-02 CAT Schaupp William E CAO A - Grant $0.00 +102 927 +12% $0
2026-03-04 2026-03-03 CAT Umpleby III Donald J Executive COB F - Tax $719.13 -1,591 465.7K -0.3% -$1.14M
D 2026-03-04 2026-03-03 CAT BONFIELD ANDREW R J CFO F - Tax $719.13 -445 53.4K -0.8% -$320.0K
D 2026-03-04 2026-03-02 CAT BONFIELD ANDREW R J CFO A - Grant $0.00 +1,749 53.8K +3% $0
D 2026-03-04 2026-03-03 CAT De Lange Bob Group Pres F - Tax $719.13 -382 86.4K -0.4% -$274.7K
D 2026-03-04 2026-03-02 CAT De Lange Bob Group Pres A - Grant $0.00 +1,650 86.8K +2% $0
D 2026-03-04 2026-03-02 CAT Creed Joseph E CEO A - Grant $0.00 +4,950 39.0K +15% $0
D 2026-03-04 2026-03-03 CAT Creed Joseph E CEO F - Tax $719.13 -676 38.3K -2% -$486.1K
D 2026-02-24 2026-02-23 CAT Shurman Rodney Michael Group Pres M - OptEx $253.98 +2,278 3,721 +158% +$578.6K
D 2026-02-24 2026-02-23 CAT Shurman Rodney Michael Group Pres S - Sale+OE $759.61 -2,278 1,443 -61% -$1.73M
2026-02-18 2026-02-17 CAT Schaupp William E CAO S - Sale $764.20 -972 824 -54% -$742.8K
2026-02-18 2026-02-17 CAT Shurman Rodney Michael Group Pres S - Sale $763.39 -1,764 1,440 -55% -$1.35M
D 2026-02-17 2026-02-13 CAT Fassino Anthony D. Group Pres F - Tax $777.41 -3,109 54.5K -5% -$2.42M
D 2026-02-17 2026-02-13 CAT Fassino Anthony D. Group Pres S - Sale+OE $776.90 -7,891 46.6K -14% -$6.13M
D 2026-02-17 2026-02-13 CAT Fassino Anthony D. Group Pres M - OptEx $219.76 +11.0K 57.6K +24% +$2.42M
2026-02-13 2026-02-12 CAT Kaiser Jason Group Pres S - Sale $776.70 -1,690 8,661 -16% -$1.31M
D 2026-02-13 2026-02-11 CAT De Lange Bob Group Pres S - Sale+OE $767.08 -12.5K 85.0K -13% -$9.59M
D 2026-02-13 2026-02-11 CAT De Lange Bob Group Pres M - OptEx $127.60 +15.0K 100.0K +18% +$1.91M
D 2026-02-13 2026-02-11 CAT De Lange Bob Group Pres F - Tax $767.64 -2,493 97.5K -2% -$1.91M
2026-02-12 2026-02-10 CAT Shurman Rodney Michael Group Pres A - Grant $0.00 +2,469 4,091 +152% $0
2026-02-12 2026-02-10 CAT Shurman Rodney Michael Group Pres F - Tax $744.83 -887 3,204 -22% -$660.7K
2026-02-12 2026-02-10 CAT Schaupp William E CAO A - Grant $0.00 +638 1,962 +48% $0
2026-02-12 2026-02-10 CAT Schaupp William E CAO F - Tax $744.83 -165 1,796 -8% -$122.9K
2026-02-12 2026-02-10 CAT Johnson Denise C Group Pres F - Tax $744.83 -3,563 48.8K -7% -$2.65M
2026-02-12 2026-02-10 CAT Johnson Denise C Group Pres A - Grant $0.00 +9,055 52.4K +21% $0
2026-02-12 2026-02-10 CAT Kaiser Jason Group Pres A - Grant $0.00 +2,469 11.1K +29% $0
2026-02-12 2026-02-10 CAT Kaiser Jason Group Pres F - Tax $744.83 -779 10.4K -7% -$580.2K
2026-02-12 2026-02-10 CAT Umpleby III Donald J Executive COB A - Grant $0.00 +35.0K 480.9K +8% $0
2026-02-12 2026-02-10 CAT Umpleby III Donald J Executive COB F - Tax $744.83 -13.6K 467.3K -3% -$10.11M
2026-02-12 2026-02-10 CAT Fassino Anthony D. Group Pres A - Grant $0.00 +9,055 50.2K +22% $0
2026-02-12 2026-02-10 CAT Fassino Anthony D. Group Pres F - Tax $744.83 -3,563 46.6K -7% -$2.65M
2026-02-12 2026-02-10 CAT Owens Derek CLO A - Grant $0.00 +514 7,590 +7% $0
2026-02-12 2026-02-10 CAT Owens Derek CLO F - Tax $744.83 -134 7,457 -2% -$99.8K
2026-02-12 2026-02-10 CAT Creed Joseph E CEO F - Tax $744.83 -3,366 34.0K -9% -$2.51M
2026-02-12 2026-02-10 CAT Creed Joseph E CEO A - Grant $0.00 +9,055 37.3K +32% $0
2026-02-12 2026-02-10 CAT De Lange Bob Group Pres F - Tax $744.83 -4,011 85.0K -5% -$2.99M
2026-02-12 2026-02-10 CAT De Lange Bob Group Pres A - Grant $0.00 +9,055 89.0K +11% $0
2026-02-12 2026-02-10 CAT BONFIELD ANDREW R J CFO A - Grant $0.00 +10.9K 56.4K +24% $0

Purchase Sale Sale after option exercise All abbreviations