Form 4 for CAT Caterpillar Inc.
Accepted 2026-05-05 19:07:29 ET · period of report 2026-05-04 · accession 0001104659-26-055795 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-05-05 19:07 | 2026-05-04 | CAT | Kaiser Jason | Group Pres | M - OptEx | $253.98 | +7,917 | 17.5K | +83% | +$2.01M |
| D | 2026-05-05 19:07 | 2026-05-04 | CAT | Kaiser Jason | Group Pres | F - Tax | $883.50 | -2,275 | 15.2K | -13% | -$2.01M |
| D | 2026-05-05 19:07 | 2026-05-04 | CAT | Kaiser Jason | Group Pres | S - Sale+OE | $883.03 | -5,642 | 9,594 | -37% | -$4.98M |
| D | 2026-05-05 19:07 | 2026-05-04 | CAT | Kaiser Jason | Group Pres | M - OptEx | $253.98 | -7,917 | 0 | -100% | -$2.01M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-05-04 | M | A | 7,917 | $253.98 | 17,511 | D | — | — | |
| 2 | Common | Common Stock | 2026-05-04 | F | D | 2,275 | $883.50 | 15,236 | D | — | — | |
| 3 | Common | Common Stock | 2026-05-04 | S | D | 5,642 | $883.03 | 9,594 | D | — | — | |
| 4 | Derivative | Employee Stock Options | 2026-05-04 | M | D | 7,917 | $253.98 | 0 | D | $253.98 · — to 2033-03-06 | 7,917 Common Stock | (F2) The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 6, 2023 and vest equally in 1/3 increments in the first, second and third anniversaries of the grant date. (F2) The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 6, 2023 and vest equally in 1/3 increments in the first, second and third anniversaries of the grant date. |