Form 4 for CAT Caterpillar Inc.
Accepted 2026-03-04 00:00:00 ET · period of report 2026-03-02 · accession 0001104659-26-023595 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-03-04 | 2026-03-03 | CAT | BONFIELD ANDREW R J | CFO | F - Tax | $719.13 | -445 | 53.4K | -0.8% | -$320.0K |
| D | 2026-03-04 | 2026-03-02 | CAT | BONFIELD ANDREW R J | CFO | A - Grant | $0.00 | +1,749 | 53.8K | +3% | $0 |
| D | 2026-03-04 | 2026-03-02 | CAT | BONFIELD ANDREW R J | CFO | A - Grant | $0.00 | +4,877 | 4,877 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-03 | F | D | 445 | $719.13 | 53,384 | D | — | — | (F2) Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 3, 2025. |
| 2 | Common | Common Stock | 2026-03-02 | A | A | 1,749 | $0.00 | 53,829 | D | — | — | (F1) Includes adjustment for dividends accrued. |
| 3 | Derivative | Employee Stock options | 2026-03-02 | A | A | 4,877 | $0.00 | 4,877 | D | $752.18 · — to 2036-03-02 | 4,877 Common Stock | (F3) The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. |