Form 4 for CAT Caterpillar Inc.
Accepted 2026-02-12 00:00:00 ET · period of report 2026-02-10 · accession 0001104659-26-014516 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-02-12 | 2026-02-10 | CAT | Owens Derek | CLO | A - Grant | $0.00 | +514 | 7,590 | +7% | $0 | |
| 2026-02-12 | 2026-02-10 | CAT | Owens Derek | CLO | F - Tax | $744.83 | -134 | 7,457 | -2% | -$99.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-10 | A | A | 514 | $0.00 | 7,590 | D | — | — | (F2) Includes adjustment for dividends accrued. |
| 2 | Common | Common Stock | 2026-02-10 | F | D | 134 | $744.83 | 7,457 | D | — | — | (F1) Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 6, 2023. |