Form 4 for CAT Caterpillar Inc.
Accepted 2026-02-17 00:00:00 ET · period of report 2026-02-13 · accession 0001104659-26-016072 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-02-17 | 2026-02-13 | CAT | Fassino Anthony D. | Group Pres | F - Tax | $777.41 | -3,109 | 54.5K | -5% | -$2.42M |
| D | 2026-02-17 | 2026-02-13 | CAT | Fassino Anthony D. | Group Pres | S - Sale+OE | $776.90 | -7,891 | 46.6K | -14% | -$6.13M |
| D | 2026-02-17 | 2026-02-13 | CAT | Fassino Anthony D. | Group Pres | M - OptEx | $219.76 | +11.0K | 57.6K | +24% | +$2.42M |
| D | 2026-02-17 | 2026-02-13 | CAT | Fassino Anthony D. | Group Pres | M - OptEx | $219.76 | -11.0K | 33.4K | -25% | -$2.42M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-13 | F | D | 3,109 | $777.41 | 54,534 | D | — | — | |
| 2 | Common | Common Stock | 2026-02-13 | S | D | 7,891 | $776.90 | 46,643 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $776.69 to $777.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2026-02-13 | M | A | 11,000 | $219.76 | 57,643 | D | — | — | |
| 4 | Derivative | Employee Stock Options | 2026-02-13 | M | D | 11,000 | $219.76 | 33,403 | D | $219.76 · — to 2031-03-01 | 11,000 Common Stock | (F3) The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 1, 2021 and vest equally in 1/3 increments in the first, second and third anniversaries of the grant date. |