Form 4 for CAT Caterpillar Inc.
Accepted 2026-05-12 13:23:12 ET · period of report 2026-05-08 · accession 0001104659-26-059232 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-05-12 13:23 | 2026-05-08 | CAT | Epley Kyle Joseph | CFO | A - Grant | $0.00 | +515 | 17.7K | +3% | $0 |
| D | 2026-05-12 13:23 | 2026-05-08 | CAT | Epley Kyle Joseph | CFO | A - Grant | $0.00 | +1,394 | 1,394 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-05-08 | A | A | 515 | $0.00 | 17,705 | D | — | — | |
| 2 | Derivative | Employee Stock Options | 2026-05-08 | A | A | 1,394 | $0.00 | 1,394 | D | $897.45 · — to 2036-05-08 | 1,394 Common Stock | (F2) The stock options were granted pursuant to the Caterpillar Inc. 2023 Long-Term Incentive Plan and vest equally in 1/3 increments. 1/3 vests on the first anniversary of the grant date; 1/3 vests on March 2, 2028 and 1/3 vests on March 2, 2029. |