Form 4 for CAT Caterpillar Inc.
Accepted 2026-02-24 00:00:00 ET · period of report 2026-02-23 · accession 0001104659-26-019298 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-02-24 | 2026-02-23 | CAT | Shurman Rodney Michael | Group Pres | M - OptEx | $253.98 | +2,278 | 3,721 | +158% | +$578.6K |
| D | 2026-02-24 | 2026-02-23 | CAT | Shurman Rodney Michael | Group Pres | S - Sale+OE | $759.61 | -2,278 | 1,443 | -61% | -$1.73M |
| D | 2026-02-24 | 2026-02-23 | CAT | Shurman Rodney Michael | Group Pres | M - OptEx | $253.98 | -2,278 | 5,639 | -29% | -$578.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-23 | M | A | 2,278 | $253.98 | 3,721 | D | — | — | (F1) Includes dividends accrued. |
| 2 | Common | Common Stock | 2026-02-23 | S | D | 2,278 | $759.61 | 1,443 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $759.49 to $759.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Derivative | Employee Stock Options | 2026-02-23 | M | D | 2,278 | $253.98 | 5,639 | D | $253.98 · — to 2033-03-06 | 2,278 Common Stock | (F4) The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 6, 2023 and vest equally in 1/3 increments in the first, second and third anniversaries of the grant date. |