Form 4 for CAT Caterpillar Inc.
Accepted 2026-03-04 00:00:00 ET · period of report 2026-03-03 · accession 0001104659-26-023609 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-04 | 2026-03-03 | CAT | Umpleby III Donald J | Executive COB | F - Tax | $719.13 | -1,591 | 465.7K | -0.3% | -$1.14M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-03 | F | D | 1,591 | $719.13 | 465,745 | D | — | — | (F1) Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 3, 2025. (F2) Includes adjustments for dividends accrued. |