Form 4 for CAT Caterpillar Inc.
Accepted 2026-03-06 00:00:00 ET · period of report 2026-03-04 · accession 0001104659-26-024558 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2026-03-06 | 2026-03-05 | CAT | Creed Joseph E | CEO | S - Sale | $718.93 | -2,500 | 37.2K | -6% | -$1.80M |
| 2026-03-06 | 2026-03-04 | CAT | Creed Joseph E | CEO | F - Tax | $738.42 | -696 | 37.6K | -2% | -$513.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-05 | S | D | 575 | $720.10 | 35,203 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $720.00 to $720.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2026-03-05 | S | D | 120 | $721.00 | 35,083 | D | — | — | |
| 3 | Common | Common Stock | 2026-03-05 | S | D | 585 | $719.39 | 35,778 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $718.99 to $719.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock | 2026-03-05 | S | D | 800 | $718.44 | 36,363 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $717.96 to $718.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock | 2026-03-05 | S | D | 420 | $717.01 | 37,163 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $716.48 to $717.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Common | Common Stock | 2026-03-04 | F | D | 696 | $738.42 | 37,583 | D | — | — | (F1) Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted on March 4, 2024. |