Form 4 for CAT Caterpillar Inc.
Accepted 2026-02-12 00:00:00 ET · period of report 2026-02-10 · accession 0001104659-26-014518 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-02-12 | 2026-02-10 | CAT | Schaupp William E | CAO | A - Grant | $0.00 | +638 | 1,962 | +48% | $0 | |
| 2026-02-12 | 2026-02-10 | CAT | Schaupp William E | CAO | F - Tax | $744.83 | -165 | 1,796 | -8% | -$122.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-10 | A | A | 638 | $0.00 | 1,962 | D | — | — | (F2) Includes adjustment for dividends accrued. |
| 2 | Common | Common Stock | 2026-02-10 | F | D | 165 | $744.83 | 1,796 | D | — | — | (F1) Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 6, 2023. |