Form 4 for CAT Caterpillar Inc.
Accepted 2022-04-25 00:00:00 ET · period of report 2022-04-21 · accession 0000018230-22-000102 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-04-25 | 2022-04-21 | CAT | De Lange Bob | Group Pres | M - OptEx | $74.77 | +11.7K | 55.5K | +27% | +$876.2K |
| D | 2022-04-25 | 2022-04-21 | CAT | De Lange Bob | Group Pres | S - Sale+OE | $237.25 | -11.7K | 43.8K | -21% | -$2.78M |
| D | 2022-04-25 | 2022-04-21 | CAT | De Lange Bob | Group Pres | M - OptEx | $74.77 | -11.7K | 11.7K | -50% | -$876.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-21 | M | A | 11,718 | $74.77 | 55,535 | D | — | — | |
| 2 | Common | Common Stock | 2022-04-21 | S | D | 11,718 | $237.25 | 43,817 | D | — | — | |
| 3 | Derivative | Employee Stock Option | 2022-04-21 | M | D | 11,718 | $74.77 | 11,717 | D | $74.77 · — to 2026-03-07 | 11,718 Common Stock | (F1) The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 7, 2016 and vest equally in 1/3 increments on each of the first, second and third anniversaries of the grant date. |