Form 4 for UAL United Airlines Holdings
Accepted 2023-03-02 00:00:00 ET · period of report 2023-02-28 · accession 0000100517-23-000069 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-03-02 | 2023-02-28 | UAL | Gebo Kate | EVP HR, Labor Relations | M - OptEx | $0.00 | +7,121 | 35.0K | +26% | $0 |
| D | 2023-03-02 | 2023-02-28 | UAL | Gebo Kate | EVP HR, Labor Relations | F - Tax | $51.96 | -11.2K | 86.6K | -11% | -$580.6K |
| DI | 2023-03-02 | 2023-02-28 | UAL | Gebo Kate | EVP HR, Labor Relations | F - Tax | $51.96 | -2,082 | 37.5K | -5% | -$108.2K |
| DM | 2023-03-02 | 2023-02-28 | UAL | Gebo Kate | EVP HR, Labor Relations | M - OptEx | $0.00 | +25.2K | 86.6K | +41% | $0 |
| DM | 2023-03-02 | 2023-02-28 | UAL | Gebo Kate | EVP HR, Labor Relations | M - OptEx | $0.00 | -25.2K | 0 | -100% | $0 |
| DMI | 2023-03-02 | 2023-02-28 | UAL | Gebo Kate | EVP HR, Labor Relations | M - OptEx | $0.00 | -7,121 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-28 | M | A | 2,841 | $0.00 | 39,629 | I | — | — | |
| 2 | Common | Common Stock | 2023-02-28 | M | A | 1,809 | $0.00 | 36,788 | I | — | — | |
| 3 | Common | Common Stock | 2023-02-28 | M | A | 2,471 | $0.00 | 34,979 | I | — | — | |
| 4 | Common | Common Stock | 2023-02-28 | F | D | 11,174 | $51.96 | 86,618 | D See Footnote | — | — | (F3) Includes 5,374 shares held in a revocable trust in the name of the reporting person. (F8) Includes 6,765 shares held in a revocable trust in the name of the spouse of the reporting person. (F7) By spouse of the reporting person. |
| 5 | Common | Common Stock | 2023-02-28 | F | D | 2,082 | $51.96 | 37,547 | I | — | — | |
| 6 | Common | Common Stock | 2023-02-28 | M | A | 5,609 | $0.00 | 97,792 | D See Footnote | — | — | (F3) Includes 5,374 shares held in a revocable trust in the name of the reporting person. (F8) Includes 6,765 shares held in a revocable trust in the name of the spouse of the reporting person. (F7) By spouse of the reporting person. |
| 7 | Common | Common Stock | 2023-02-28 | M | A | 5,605 | $0.00 | 92,183 | D See Footnote | — | — | (F3) Includes 5,374 shares held in a revocable trust in the name of the reporting person. (F8) Includes 6,765 shares held in a revocable trust in the name of the spouse of the reporting person. (F7) By spouse of the reporting person. |
| 8 | Common | Common Stock | 2023-02-28 | M | A | 14,022 | $0.00 | 86,578 | D See Footnote | — | — | (F3) Includes 5,374 shares held in a revocable trust in the name of the reporting person. (F8) Includes 6,765 shares held in a revocable trust in the name of the spouse of the reporting person. (F7) By spouse of the reporting person. |
| 9 | Derivative | Restricted Stock Units | 2023-02-28 | M | D | 5,605 | $0.00 | 0 | D See Footnote | — · — to — | 5,605 Common Stock | (F7) By spouse of the reporting person. (F12) Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting. (F4) The RSUs were granted on March 1, 2021 and vest in four installments on August 31, 2021, February 28, 2022, August 31, 2022 and February 28, 2023. |
| 10 | Derivative | Restricted Stock Units | 2023-02-28 | M | D | 14,022 | $0.00 | 28,045 | D See Footnote | — · — to — | 14,022 Common Stock | (F7) By spouse of the reporting person. (F12) Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting. (F2) The RSUs were granted on March 7, 2022 and vest in 1/3 annual installments on February 28, 2023, 2024 and 2025. |
| 11 | Derivative | Restricted Stock Units | 2023-02-28 | M | D | 5,609 | $0.00 | 0 | D See Footnote | — · — to — | 5,609 Common Stock | (F7) By spouse of the reporting person. (F12) Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting. (F5) The RSUs were granted on February 21, 2020 and vest in 1/3 annual installments on February 28, 2021, 2022 and 2023. |
| 12 | Derivative | Restricted Stock Units | 2023-02-28 | M | D | 1,809 | $0.00 | 0 | I | — · — to — | 1,809 Common Stock | (F12) Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting. (F9) The RSUs were granted on March 1, 2021 and May 25, 2021 and vest in four installments on August 31, 2021, February 28, 2022, August 31, 2022 and February 28, 2023. |
| 13 | Derivative | Restricted Stock Units | 2023-02-28 | M | D | 2,471 | $0.00 | 4,943 | I | — · — to — | 2,471 Common Stock | (F12) Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting. (F2) The RSUs were granted on March 7, 2022 and vest in 1/3 annual installments on February 28, 2023, 2024 and 2025. |
| 14 | Derivative | Restricted Stock Units | 2023-02-28 | M | D | 2,841 | $0.00 | 0 | I | — · — to — | 2,841 Common Stock | (F12) Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting. (F10) The RSUs were granted on February 21, 2020 and May 4, 2020 and vest in 1/3 annual installments on February 28, 2021, 2022 and 2023. |