Form 4 for M Macy's, Inc.
Accepted 2021-07-13 00:00:00 ET · period of report 2021-07-09 · accession 0000794367-21-000046 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-13 | 2021-07-09 | M | Gennette Jeffrey | COB, CEO, Dir | M - OptEx | — | +136.7K | 309.7K | +79% | — |
| D | 2021-07-13 | 2021-07-12 | M | Gennette Jeffrey | COB, CEO, Dir | S - Sale+OE | $18.97 | -77.2K | 232.5K | -25% | -$1.46M |
| D | 2021-07-13 | 2021-07-09 | M | Gennette Jeffrey | COB, CEO, Dir | M - OptEx | $0.00 | -136.7K | 410.1K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-09 | M | A | 136,689 | — | 309,694 | D | — | — | (F1) One-for-one conversion. |
| 2 | Common | Common Stock | 2021-07-12 | S | D | 77,196 | $18.97 | 232,498 | D | — | — | (F2) Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person. (F3) The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $18.905 to $19.03, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to the Form 4. |
| 3 | Derivative | Restricted Stock Units | 2021-07-09 | M | D | 136,689 | $0.00 | 410,068 | D | — · — to — | 136,689 Common Stock | (F1) One-for-one conversion. (F5) On July 9, 2020 the reporting person was granted 546,757 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date. |