Form 4 for M Macy's, Inc.
Accepted 2022-03-25 00:00:00 ET · period of report 2022-03-24 · accession 0000794367-22-000017 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-25 | 2022-03-24 | M | Gennette Jeffrey | COB, CEO, Dir | A - Grant | $0.00 | +190.7K | 423.2K | +82% | $0 |
| D | 2022-03-25 | 2022-03-24 | M | Gennette Jeffrey | COB, CEO, Dir | F - Tax | $26.35 | -10.6K | 412.5K | -3% | -$280.3K |
| D | 2022-03-25 | 2022-03-25 | M | Gennette Jeffrey | COB, CEO, Dir | S - Sale | $26.34 | -89.2K | 323.4K | -22% | -$2.35M |
| D | 2022-03-25 | 2022-03-24 | M | Gennette Jeffrey | COB, CEO, Dir | A - Grant | $0.00 | +161.3K | 161.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-24 | A | A | 190,662 | $0.00 | 423,160 | D | — | — | (F1) Settlement of performance restricted stock units granted in March 2019 following a 3-year (fiscal 2019 - 2021) performance period. Number includes 19,234 dividend shares accrued during the performance period. |
| 2 | Common | Common Stock | 2022-03-24 | F | D | 10,637 | $26.35 | 412,523 | D | — | — | (F2) Withholding by Macy's, Inc. of 10,637 shares of common stock to satisfy reporting person's tax withholding obligations in connection with the vesting of accrued dividends on performance restricted stock units and delivery of common stock on March 24, 2022 and does not represent a discretionary transaction by the reporting person. |
| 3 | Common | Common Stock | 2022-03-25 | S | D | 89,158 | $26.34 | 323,365 | D | — | — | (F3) Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person. (F4) The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $26.10 to $26.71, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to the Form 4. |
| 4 | Derivative | Restricted Stock Units | 2022-03-24 | A | A | 161,290 | $0.00 | 161,290 | D | — · — to — | 161,290 Common Stock | (F6) Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. (F7) The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted. |