Form 4 for M Macy's, Inc.
Accepted 2022-11-28 00:00:00 ET · period of report 2022-11-23 · accession 0000794367-22-000067 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-28 | 2022-11-23 | M | Mitchell Adrian V | EVP, CFO | M - OptEx | — | +5,947 | 15.8K | +60% | — |
| D | 2022-11-28 | 2022-11-25 | M | Mitchell Adrian V | EVP, CFO | S - Sale+OE | $23.67 | -3,255 | 12.5K | -21% | -$77.0K |
| D | 2022-11-28 | 2022-11-23 | M | Mitchell Adrian V | EVP, CFO | M - OptEx | $0.00 | -5,947 | 11.9K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-23 | M | A | 5,947 | — | 15,801 | D | — | — | (F1) One-for-one conversion. |
| 2 | Common | Common Stock | 2022-11-25 | S | D | 3,255 | $23.67 | 12,546 | D | — | — | (F2) Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person. (F3) The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $23.6350 to $23.6750, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to the Form 4. |
| 3 | Derivative | Restricted Stock Units | 2022-11-23 | M | D | 5,947 | $0.00 | 11,894 | D | — · — to — | 5,947 Common Stock | (F1) One-for-one conversion. (F4) On November 23, 2020, the reporting person was granted 23,787 restricted stock units vesting in four equal installments beginning on the first anniversary of the grant date. |