Form 4 for M Macy's, Inc.
Accepted 2023-03-27 00:00:00 ET · period of report 2023-03-24 · accession 0000794367-23-000020 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-27 | 2023-03-24+ | M | Mitchell Adrian V | EVP, CFO | F - Tax | $16.94 | -7,780 | 33.6K | -19% | -$131.8K |
| DM | 2023-03-27 | 2023-03-24+ | M | Mitchell Adrian V | EVP, CFO | M - OptEx | — | +19.3K | 30.6K | +171% | — |
| DM | 2023-03-27 | 2023-03-24+ | M | Mitchell Adrian V | EVP, CFO | M - OptEx | $0.00 | -19.3K | 21.5K | -47% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-24 | F | D | 3,441 | $16.94 | 27,166 | D | — | — | (F2) Withholding by Macy's, Inc. of 3,441 shares of common stock to satisfy reporting person's tax withholding obligation in connection with the vesting of restricted stock units and delivery of common stock on March 24, 2023 and does not represent a discretionary transaction by the reporting person. |
| 2 | Common | Common Stock | 2023-03-25 | M | A | 10,765 | — | 37,931 | D | — | — | (F1) Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. |
| 3 | Common | Common Stock | 2023-03-25 | F | D | 4,339 | $16.94 | 33,592 | D | — | — | (F3) Withholding by Macy's, Inc. of 4,339 shares of common stock to satisfy reporting person's tax withholding obligation in connection with the vesting of restricted stock units and delivery of common stock on March 25, 2023 and does not represent a discretionary transaction by the reporting person. |
| 4 | Common | Common Stock | 2023-03-24 | M | A | 8,538 | — | 30,607 | D | — | — | (F1) Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. |
| 5 | Derivative | Restricted Stock Units | 2023-03-24 | M | D | 8,538 | $0.00 | 25,617 | D | — · — to — | 8,538 Common Stock | (F1) Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. (F4) On March 24, 2022, the reporting person was granted 34,155 restricted stock units vesting in four equal installments beginning on the first anniversary of the grant date. |
| 6 | Derivative | Restricted Stock Units | 2023-03-25 | M | D | 10,765 | $0.00 | 21,531 | D | — · — to — | 10,765 Common Stock | (F1) Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. (F5) On March 25, 2021, the reporting person was granted 43,061 restricted stock units vesting in four equal installments beginning on the first anniversary of the grant date. |