Form 4/A for MVIS MICROVISION, INC.
Accepted 2021-08-17 00:00:00 ET · period of report 2021-03-16 · accession 0000899243-21-033335 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2021-08-17 | 2021-03-16 | MVIS | Holt Stephen Patrick | CFO | S - Sale+OE | $17.24 | -40.0K | 113.9K | -26% | -$689.6K |
| DA | 2021-08-17 | 2021-03-16 | MVIS | Holt Stephen Patrick | CFO | M - OptEx | $2.20 | +40.0K | 153.9K | +35% | +$88.0K |
| DA | 2021-08-17 | 2021-03-16 | MVIS | Holt Stephen Patrick | CFO | M - OptEx | $0.00 | -40.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-03-16 | S | D | 40,000 | $17.24 | 113,917 | D | — | — | (F1) This amended report supersedes the Form 4 filed by the reporting person on March 18, 2021, which inadvertently failed to report the shares of common stock acquired upon exercise of the option and the subsequent open market sale of such shares. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.20 to $17.2702. The reporting person undertakes to provide to the SEC, upon request, full information regarding the number of shares sold at each separate price within this reported range. |
| 2 | Common | Common Stock | 2021-03-16 | M | A | 40,000 | $2.20 | 153,917 | D | — | — | (F1) This amended report supersedes the Form 4 filed by the reporting person on March 18, 2021, which inadvertently failed to report the shares of common stock acquired upon exercise of the option and the subsequent open market sale of such shares. |
| 3 | Derivative | Non-qualified Stock Option | 2021-03-16 | M | D | 40,000 | $0.00 | 0 | D | $2.20 · 2014-05-07 to 2023-05-07 | 40,000 Common Stock | (F3) The Form 4 filed by the reporting person on March 18, 2021 incorrectly reported an exercise price of $17.2406. |