Form 4 for SBH Sally Beauty Holdings, Inc.
Accepted 2021-11-17 00:00:00 ET · period of report 2021-11-15 · accession 0000899243-21-045129 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-17 | 2021-11-15 | SBH | Paulonis Denise | Pres, CEO, Dir | F - Tax | $20.34 | -3,751 | 30.7K | -11% | -$76.3K |
| D | 2021-11-17 | 2021-11-15 | SBH | Paulonis Denise | Pres, CEO, Dir | M - OptEx | $0.00 | +15.4K | 34.4K | +81% | $0 |
| D | 2021-11-17 | 2021-11-15 | SBH | Paulonis Denise | Pres, CEO, Dir | M - OptEx | $0.00 | -15.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-15 | F | D | 3,751 | $20.34 | 30,676 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-15 | M | A | 15,401 | $0.00 | 34,427 | D | — | — | |
| 3 | Derivative | Restricted stock units | 2021-11-15 | M | D | 15,401 | $0.00 | 0 | D | — · — to — | 15,401 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F2) On November 5, 2020, the reporting person was granted 15,401 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on November 15, 2021 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date. |