Form 4 for SBH Sally Beauty Holdings, Inc.
Accepted 2022-01-05 00:00:00 ET · period of report 2022-01-04 · accession 0000899243-22-000878 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-05 | 2022-01-04 | SBH | MCMASTER ROBERT R | Dir, COB | M - OptEx | $0.00 | +20.1K | 99.3K | +25% | $0 |
| D | 2022-01-05 | 2022-01-04 | SBH | MCMASTER ROBERT R | Dir, COB | M - OptEx | $0.00 | -20.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-04 | M | A | 20,092 | $0.00 | 99,282 | D | — | — | |
| 2 | Derivative | Restricted stock units | 2022-01-04 | M | D | 20,092 | $0.00 | 0 | D | — · — to — | 20,092 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F2) On November 4, 2020, the reporting person was granted 20,092 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on November 15, 2021, and the reporting person elected to receive shares of common stock in settlement of the RSUs on the earlier of i) January 4, 2022, ii) the date such reporting person's service as a Director of the Issuer has terminated or iii) upon change in control of ownership of the Issuer. |