Form 4 for VERI Veritone, Inc.
Accepted 2022-02-15 00:00:00 ET · period of report 2022-02-11 · accession 0000899243-22-006557 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-02-15 | 2022-02-14 | VERI | Steelberg Chad | See Remarks, Dir, 10% | J - Other | $0.00 | -156.3K | 0 | -100% | $0 |
| D | 2022-02-15 | 2022-02-11 | VERI | Steelberg Chad | See Remarks, Dir, 10% | F - Tax | $17.23 | -89.2K | 390.4K | -19% | -$1.54M |
| DMI | 2022-02-15 | 2022-02-14 | VERI | Steelberg Chad | See Remarks, Dir, 10% | J - Other | $0.00 | -56.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-14 | J | A | 59,629 | $0.00 | 59,629 | I | — | — | (F2) Reporting person is the trustee of The C&CS Family Trust dated September 7, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person received the shares upon distribution of shares held by Steel Veritone Fund I, LLC (the "Fund"), which reporting person previously reported beneficial ownership of 215,921 shares owned by the Fund. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. |
| 2 | Common | Common Stock | 2022-02-14 | J | D | 215,921 | $0.00 | 0 | I The C&CS Family Trust dated September 7, 2012 | — | — | (F2) Reporting person is the trustee of The C&CS Family Trust dated September 7, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person received the shares upon distribution of shares held by Steel Veritone Fund I, LLC (the "Fund"), which reporting person previously reported beneficial ownership of 215,921 shares owned by the Fund. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. |
| 3 | Common | Common Stock | 2022-02-11 | F | D | 89,168 | $17.23 | 390,390 | D Steel Veritone Fund I, LLC | — | — | (F1) Represents shares that were withheld for the payment of taxes in connection with the vesting of restricted stock units. |
| 4 | Derivative | Common Stock Purchase Warrant (right to buy) | 2022-02-14 | J | D | 19,590 | $0.00 | 0 | I Steel Veritone Fund I, LLC | $13.61 · 2017-03-24 to 2027-03-24 | 19,590 Common Stock | |
| 5 | Derivative | Common Stock Purchase Warrant (right to buy) | 2022-02-14 | J | D | 19,590 | $0.00 | 0 | I Steel Veritone Fund I, LLC | $13.61 · 2017-04-17 to 2027-04-17 | 19,590 Common Stock | |
| 6 | Derivative | Common Stock Purchase Warrant (right to buy) | 2022-02-14 | J | D | 19,591 | $0.00 | 0 | I Steel Veritone Fund I, LLC | $13.61 · 2017-05-11 to 2027-05-11 | 19,591 Common Stock | |
| 7 | Derivative | Common Stock Purchase Warrant (right to buy) | 2022-02-14 | J | A | 5,386 | $0.00 | 5,386 | I The C&CS Family Trust dated September 7, 2012 | $13.61 · 2017-05-11 to 2027-05-11 | 5,386 Common Stock | |
| 8 | Derivative | Common Stock Purchase Warrant (right to buy) | 2022-02-14 | J | A | 5,389 | $0.00 | 5,389 | I The C&CS Family Trust dated September 7, 2012 | $13.61 · 2017-03-24 to 2027-03-24 | 5,389 Common Stock | |
| 9 | Derivative | Common Stock Purchase Warrant (right to buy) | 2022-02-14 | J | A | 5,389 | $0.00 | 5,389 | I The C&CS Family Trust dated September 7, 2012 | $13.61 · 2017-04-17 to 2027-04-17 | 5,389 Common Stock | |
| 10 | Derivative | Common Stock Purchase Warrant (right to buy) | 2022-02-14 | J | A | 5,386 | $0.00 | 5,386 | I The C&CS Family Trust dated September 7, 2012 | $13.61 · 2017-05-11 to 2027-05-11 | 5,386 Common Stock | |
| 11 | Derivative | Common Stock Purchase Warrant (right to buy) | 2022-02-14 | J | D | 19,591 | $0.00 | 0 | I Steel Veritone Fund I, LLC | $13.61 · 2017-05-11 to 2027-05-11 | 19,591 Common Stock |