Form 4 for UAL United Airlines Holdings
Accepted 2022-03-02 00:00:00 ET · period of report 2021-05-25 · accession 0000899243-22-008831 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-02 | 2022-02-28 | UAL | Gebo Kate | EVP HR, Labor Relations | M - OptEx | $0.00 | +14.5K | 53.4K | +37% | $0 |
| DMI | 2022-03-02 | 2022-02-28+ | UAL | Gebo Kate | EVP HR, Labor Relations | F - Tax | $44.52 | -2,299 | 26.3K | -8% | -$102.3K |
| DMI | 2022-03-02 | 2022-02-28+ | UAL | Gebo Kate | EVP HR, Labor Relations | M - OptEx | $0.00 | +5,755 | 31.7K | +22% | $0 |
| D | 2022-03-02 | 2022-02-28 | UAL | Gebo Kate | EVP HR, Labor Relations | F - Tax | $44.40 | -6,413 | 58.2K | -10% | -$284.7K |
| DMI | 2022-03-02 | 2021-05-25+ | UAL | Gebo Kate | EVP HR, Labor Relations | M - OptEx | $0.00 | -4,611 | 0 | -100% | $0 |
| DM | 2022-03-02 | 2022-02-28 | UAL | Gebo Kate | EVP HR, Labor Relations | M - OptEx | $0.00 | -14.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-28 | M | A | 5,606 | $0.00 | 64,564 | D See Footnotes | — | — | (F8) By spouse of the reporting person. (F9) Includes 6,765 shares held in a revocable trust in the name of the spouse of the reporting person. |
| 2 | Common | Common Stock | 2022-02-28 | F | D | 2,172 | $44.40 | 29,562 | I | — | — | |
| 3 | Common | Common Stock | 2022-08-31 | M | A | 286 | $0.00 | 26,392 | I See Footnotes | — | — | (F8) By spouse of the reporting person. (F9) Includes 6,765 shares held in a revocable trust in the name of the spouse of the reporting person. |
| 4 | Common | Common Stock | 2022-08-31 | F | D | 127 | $46.51 | 26,265 | I See Footnotes | — | — | (F8) By spouse of the reporting person. (F9) Includes 6,765 shares held in a revocable trust in the name of the spouse of the reporting person. |
| 5 | Common | Common Stock | 2022-02-28 | M | A | 819 | $0.00 | 27,084 | I | — | — | |
| 6 | Common | Common Stock | 2022-02-28 | M | A | 2,841 | $0.00 | 29,925 | I | — | — | |
| 7 | Common | Common Stock | 2022-02-28 | M | A | 1,809 | $0.00 | 31,734 | I | — | — | |
| 8 | Common | Common Stock | 2022-02-28 | M | A | 5,608 | $0.00 | 58,958 | D See Footnotes | — | — | (F8) By spouse of the reporting person. (F9) Includes 6,765 shares held in a revocable trust in the name of the spouse of the reporting person. |
| 9 | Common | Common Stock | 2022-02-28 | M | A | 3,282 | $0.00 | 53,350 | D See Footnotes | — | — | (F8) By spouse of the reporting person. (F9) Includes 6,765 shares held in a revocable trust in the name of the spouse of the reporting person. |
| 10 | Common | Common Stock | 2022-02-28 | F | D | 6,413 | $44.40 | 58,151 | D See Footnotes | — | — | (F6) Includes 5,374 shares held in a revocable trust in the name of the reporting person. (F8) By spouse of the reporting person. (F9) Includes 6,765 shares held in a revocable trust in the name of the spouse of the reporting person. |
| 11 | Derivative | Restricted Stock Units | 2021-08-31 | M | D | 286 | $0.00 | 5,432 | I See Footnote | — · — to — | 286 Common Stock | (F7) The RSUs were granted on May 25, 2021 and vest in four installments on August 31, 2021, February 28, 2022, August 31, 2022 and February 28, 2023. See also footnote 12 regarding the vesting of these awards. (F8) By spouse of the reporting person. (F10) Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting. |
| 12 | Derivative | Restricted Stock Units | 2022-02-28 | M | D | 2,841 | $0.00 | 2,841 | I | — · — to — | 2,841 Common Stock | (F10) Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting. (F11) The RSUs were granted on February 21, 2020 and May 4, 2020 and vest in 1/3 annual installments on February 28, 2021, 2022 and 2023. |
| 13 | Derivative | Restricted Stock Units | 2022-02-28 | M | D | 1,809 | $0.00 | 3,623 | I | — · — to — | 1,809 Common Stock | (F10) Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting. (F12) The RSUs were granted on March 1, 2021 and May 5, 2021 and vest in four installments on August 31, 2021, February 28, 2022, August 31, 2022 and February 28, 2023. |
| 14 | Derivative | Restricted Stock Units | 2021-05-25 | M | A | 1,144 | $0.00 | 7,241 | I See Footnote | — · — to — | 1,144 Common Stock | (F7) The RSUs were granted on May 25, 2021 and vest in four installments on August 31, 2021, February 28, 2022, August 31, 2022 and February 28, 2023. See also footnote 12 regarding the vesting of these awards. (F8) By spouse of the reporting person. (F10) Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting. |
| 15 | Derivative | Restricted Stock Units | 2022-02-28 | M | D | 5,606 | $0.00 | 11,212 | D See Footnote | — · — to — | 5,606 Common Stock | (F8) By spouse of the reporting person. (F10) Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting. (F4) The RSUs were granted on March 1, 2021 and vest in four installments on August 31, 2021, February 28, 2022, August 31, 2022 and February 28, 2023. |
| 16 | Derivative | Restricted Stock Units | 2022-02-28 | M | D | 5,608 | $0.00 | 5,609 | D See Footnote | — · — to — | 5,608 Common Stock | (F8) By spouse of the reporting person. (F10) Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting. (F3) The RSUs were granted on February 21, 2020 and vest in 1/3 annual installments on February 28, 2021, 2022 and 2023. |
| 17 | Derivative | Restricted Stock Units | 2022-02-28 | M | D | 3,282 | $0.00 | 0 | D See Footnote | — · — to — | 3,282 Common Stock | (F8) By spouse of the reporting person. (F10) Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting. (F2) The RSUs were granted on February 27, 2019 and vest in 1/3 annual installments on February 28, 2020, 2021 and 2022. |
| 18 | Derivative | Restricted Stock Units | 2022-02-28 | M | D | 819 | $0.00 | 0 | I | — · — to — | 819 Common Stock | (F10) Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting. (F2) The RSUs were granted on February 27, 2019 and vest in 1/3 annual installments on February 28, 2020, 2021 and 2022. |