Form 4 for SBH Sally Beauty Holdings, Inc.
Accepted 2022-03-03 00:00:00 ET · period of report 2022-03-02 · accession 0000899243-22-009051 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-03 | 2022-03-02 | SBH | Goss John Howard JR | SVP, Pres, Sally Beauty | S - Sale+OE | $17.76 | -21.5K | 20.2K | -52% | -$381.6K |
| DM | 2022-03-03 | 2022-03-02 | SBH | Goss John Howard JR | SVP, Pres, Sally Beauty | M - OptEx | $13.09 | +21.5K | 30.2K | +247% | +$281.2K |
| DM | 2022-03-03 | 2022-03-02 | SBH | Goss John Howard JR | SVP, Pres, Sally Beauty | M - OptEx | $0.00 | -21.5K | 7,608 | -74% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-02 | S | D | 21,489 | $17.76 | 20,179 | D | — | — | (F2) Reflects the weighted average sale price. The range of prices for such transaction is $17.60 and $17.83. (F1) The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2022-03-02 | M | A | 3,804 | $11.78 | 41,668 | D | — | — | |
| 3 | Common | Common Stock | 2022-03-02 | M | A | 7,682 | $9.09 | 37,864 | D | — | — | |
| 4 | Common | Common Stock | 2022-03-02 | M | A | 10,003 | $16.65 | 30,182 | D | — | — | |
| 5 | Derivative | Stock option | 2022-03-02 | M | D | 7,682 | $0.00 | 15,364 | D | $9.09 · — to 2030-11-04 | 7,682 Common Stock | (F4) The options vest in three equal annual installments beginning on November 15, 2021. |
| 6 | Derivative | Stock option | 2022-03-02 | M | D | 10,003 | $0.00 | 5,002 | D | $16.65 · — to 2029-11-05 | 10,003 Common Stock | (F3) The options vest in three equal annual installments beginning on November 15, 2020. |
| 7 | Derivative | Stock option | 2022-03-02 | M | D | 3,804 | $0.00 | 7,608 | D | $11.78 · — to 2030-11-23 | 3,804 Common Stock | (F5) The options vest in three equal annual installments beginning on November 23, 2021. |