Form 4 for SRTA Strata Critical Medical, Inc.
Accepted 2022-05-27 00:00:00 ET · period of report 2022-05-25 · accession 0000899243-22-019994 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-05-27 | 2022-05-25+ | SRTA | LERER KENNETH B | Dir | S - Sale | $7.04 | -51.0K | 103.5K | -33% | -$358.6K |
| MI | 2022-05-27 | 2022-05-25+ | SRTA | LERER KENNETH B | Dir | S - Sale | $7.04 | -419.7K | 102.9K | -80% | -$2.95M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock, $0.0001 par value per share | 2022-05-26 | S | D | 47,029 | $7.03 | 56,426 | D See Footnotes | — | — | (F6) These transactions were executed in multiple trades at prices ranging from $7.00 to $7.20, inclusive. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC, the Issuer, or a security holder of the Issuer full information regarding the number of shares sold at each separate price within the range. (F4) Held directly by Lerer Hippeau Ventures V, LP. Kenneth Lerer is the Managing Member of Lerer Hippeau Ventures V GP, LLC, the general partner of Lerer Hippeau Ventures V, L.P. (F2) Kenneth Lerer disclaims beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. |
| 2 | Common | Class A common stock, $0.0001 par value per share | 2022-05-25 | S | D | 102,898 | $7.03 | 0 | I See Footnotes | — | — | (F6) These transactions were executed in multiple trades at prices ranging from $7.00 to $7.20, inclusive. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC, the Issuer, or a security holder of the Issuer full information regarding the number of shares sold at each separate price within the range. (F2) Kenneth Lerer disclaims beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. (F5) Held directly by Lerer Hippeau Ventures Select Fund, LP. Kenneth Lerer is the Managing Member of Lerer Hippeau Ventures Select Fund GP, LLC, the general partner of Lerer Hippeau Ventures Select Fund, L.P. |
| 3 | Common | Class A common stock, $0.0001 par value per share | 2022-05-26 | S | D | 146,873 | $7.01 | 498,112 | I | — | — | (F7) These transactions were executed in multiple trades at prices ranging from $6.915 to $7.240, inclusive. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC, the Issuer, or a security holder of the Issuer full information regarding the number of shares sold at each separate price within the range. |
| 4 | Common | Class A common stock, $0.0001 par value per share | 2022-05-26 | S | D | 78,593 | $7.01 | 266,544 | I | — | — | (F7) These transactions were executed in multiple trades at prices ranging from $6.915 to $7.240, inclusive. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC, the Issuer, or a security holder of the Issuer full information regarding the number of shares sold at each separate price within the range. |
| 5 | Common | Class A common stock, $0.0001 par value per share | 2022-05-25 | S | D | 28,851 | $7.11 | 345,137 | I See Footnotes | — | — | (F1) These transactions were executed in multiple trades at prices ranging from $7.01 to $7.21, inclusive. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC, the Issuer, or a security holder of the Issuer full information regarding the number of shares sold at each separate price within the range. (F3) Held directly by Lerer Investments II, LLC. Kenneth Lerer is Managing Member of Lerer Investments II, LLC. (F2) Kenneth Lerer disclaims beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. |
| 6 | Common | Class A common stock, $0.0001 par value per share | 2022-05-25 | S | D | 53,916 | $7.11 | 644,985 | I See Footnotes | — | — | (F1) These transactions were executed in multiple trades at prices ranging from $7.01 to $7.21, inclusive. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC, the Issuer, or a security holder of the Issuer full information regarding the number of shares sold at each separate price within the range. (F2) Kenneth Lerer disclaims beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. (F5) Held directly by Lerer Hippeau Ventures Select Fund, LP. Kenneth Lerer is the Managing Member of Lerer Hippeau Ventures Select Fund GP, LLC, the general partner of Lerer Hippeau Ventures Select Fund, L.P. |
| 7 | Common | Class A common stock, $0.0001 par value per share | 2022-05-25 | S | D | 3,931 | $7.11 | 103,455 | D See Footnotes | — | — | (F1) These transactions were executed in multiple trades at prices ranging from $7.01 to $7.21, inclusive. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC, the Issuer, or a security holder of the Issuer full information regarding the number of shares sold at each separate price within the range. (F3) Held directly by Lerer Investments II, LLC. Kenneth Lerer is Managing Member of Lerer Investments II, LLC. (F2) Kenneth Lerer disclaims beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. |
| 8 | Common | Class A common stock, $0.0001 par value per share | 2022-05-25 | S | D | 8,602 | $7.11 | 102,898 | I See Footnotes | — | — | (F1) These transactions were executed in multiple trades at prices ranging from $7.01 to $7.21, inclusive. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC, the Issuer, or a security holder of the Issuer full information regarding the number of shares sold at each separate price within the range. (F4) Held directly by Lerer Hippeau Ventures V, LP. Kenneth Lerer is the Managing Member of Lerer Hippeau Ventures V GP, LLC, the general partner of Lerer Hippeau Ventures V, L.P. (F2) Kenneth Lerer disclaims beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. |