Form 4 for SBH Sally Beauty Holdings, Inc.
Accepted 2022-11-17 00:00:00 ET · period of report 2022-11-15 · accession 0000899243-22-036166 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-17 | 2022-11-15 | SBH | Goss John Howard JR | SVP, Pres, Sally Beauty | M - OptEx | $0.00 | +8,893 | 29.1K | +44% | $0 |
| D | 2022-11-17 | 2022-11-15 | SBH | Goss John Howard JR | SVP, Pres, Sally Beauty | F - Tax | $12.53 | -2,570 | 26.5K | -9% | -$32.2K |
| DM | 2022-11-17 | 2022-11-15 | SBH | Goss John Howard JR | SVP, Pres, Sally Beauty | M - OptEx | $0.00 | -8,893 | 6,292 | -59% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-15 | M | A | 8,893 | $0.00 | 29,072 | D | — | — | |
| 2 | Common | Common Stock | 2022-11-15 | F | D | 2,570 | $12.53 | 26,502 | D | — | — | |
| 3 | Derivative | Restricted stock units | 2022-11-15 | M | D | 5,747 | $0.00 | 11,494 | D | — · — to — | 5,747 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) The restricted stock units vest in three equal annual installments beginning on November 15, 2022. |
| 4 | Derivative | Restricted stock units | 2022-11-15 | M | D | 3,146 | $0.00 | 6,292 | D | — · — to — | 3,146 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F2) The restricted stock units vest in three equal annual installments beginning on November 15, 2021. |