Form 4 for SBH Sally Beauty Holdings, Inc.
Accepted 2023-02-17 00:00:00 ET · period of report 2023-02-16 · accession 0000899243-23-005455 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-17 | 2023-02-16 | SBH | Spinks Mark Gregory | See Remarks | S - Sale+OE | $17.18 | -35.5K | 38.3K | -48% | -$609.1K |
| D | 2023-02-17 | 2023-02-16 | SBH | Spinks Mark Gregory | See Remarks | M - OptEx | $9.09 | +35.5K | 73.8K | +93% | +$322.3K |
| D | 2023-02-17 | 2023-02-16 | SBH | Spinks Mark Gregory | See Remarks | M - OptEx | $0.00 | -35.5K | 17.7K | -67% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-16 | S | D | 35,456 | $17.18 | 38,313 | D | — | — | (F1) Reflects the weighted average sale price. The range of prices for these transactions was $17.08 to $17.32. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2023-02-16 | M | A | 35,456 | $9.09 | 73,769 | D | — | — | |
| 3 | Derivative | Employee Stock Option (right to buy) | 2023-02-16 | M | D | 35,456 | $0.00 | 17,728 | D | $9.09 · — to 2030-11-04 | 35,456 Common Stock | (F2) The options vest in three equal annual installments beginning on November 15, 2021. |