Form 4 for LPLA LPL Financial Holdings Inc.
Accepted 2023-12-26 00:00:00 ET · period of report 2023-12-22 · accession 0000899243-23-020687 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-12-26 | 2023-12-22 | LPLA | SCHIFTER RICHARD P | Dir | G - Gift | $0.00 | -1,628 | 41.3K | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-22 | G | D | 148 | $0.00 | 41,878.83 | D | — | — | |
| 2 | Common | Common Stock | 2023-12-22 | G | D | 148 | $0.00 | 42,026.83 | D | — | — | |
| 3 | Common | Common Stock | 2023-12-22 | G | D | 148 | $0.00 | 41,730.83 | D | — | — | |
| 4 | Common | Common Stock | 2023-12-22 | G | D | 148 | $0.00 | 40,546.83 | D | — | — | |
| 5 | Common | Common Stock | 2023-12-22 | G | D | 148 | $0.00 | 40,694.83 | D | — | — | |
| 6 | Common | Common Stock | 2023-12-22 | G | D | 148 | $0.00 | 41,582.83 | D | — | — | |
| 7 | Common | Common Stock | 2023-12-22 | G | D | 148 | $0.00 | 40,990.83 | D | — | — | |
| 8 | Common | Common Stock | 2023-12-22 | G | D | 148 | $0.00 | 40,842.83 | D | — | — | |
| 9 | Common | Common Stock | 2023-12-22 | G | D | 148 | $0.00 | 41,434.83 | D | — | — | |
| 10 | Common | Common Stock | 2023-12-22 | G | D | 148 | $0.00 | 41,138.83 | D | — | — | |
| 11 | Common | Common Stock | 2023-12-22 | G | D | 148 | $0.00 | 41,286.83 | D | — | — |