LPLA LPL Financial Holdings Inc.
Nasdaq · SEC CIK 1397911 · EDGAR
- Bought, last 12 months
- $0 0 purchases by 0 insiders
- Sold, last 12 months
- $7.97M 15 sales by 7 insiders
- Filings on record
- 340 since 2021-07-21, latest 2026-09-14 16:19
BoughtSold
Most active insiders, 12 months
| Insider | Title | Bought | Sold |
|---|---|---|---|
| Gates Greg | Group Managing Dir | — | $2.54M |
| Steinmeier Richard | CEO | — | $1.88M |
| Enyedi Matthew | Group Managing Dir | — | $1.03M |
| Audette Matthew J | Pres, CFO | — | $1.03M |
| Cohen Marc Eliot | Group Managing Dir | — | $1.02M |
| Jambusaria Aneri | Group Managing Dir | — | $326.8K |
| Reeping Katharine | Principal Accounting Off | — | $153.0K |
| Morningstar Matthew | Group Managing Dir | — | — |
| Field Emily | Group Managing Dir | — | — |
| Khanna Somesh | Dir | — | — |
Transactions 437
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-09-14 16:19 | 2026-09-11 | LPLA | Reeping Katharine | Principal Accounting Off | S - Sale | $347.88 | -439.95 | 1,774 | -20% | -$153.0K | |
| 2026-09-08 16:09 | 2026-09-05 | LPLA | Field Emily | Group Managing Dir | F - Tax | $359.33 | -106 | 1,833 | -5% | -$38.1K | |
| 2026-09-01 16:18 | 2026-08-28 | LPLA | Thomas Corey E. | Dir | A - Grant | $0.00 | +4 | 14.9K | +0.0% | $0 | |
| 2026-09-01 16:16 | 2026-08-28 | LPLA | SCHIFTER RICHARD P | Dir | A - Grant | $0.00 | +14 | 39.2K | +0.0% | $0 | |
| 2026-09-01 16:14 | 2026-08-28 | LPLA | Putnam James S | Dir | A - Grant | $0.00 | +7 | 135.3K | +0.0% | $0 | |
| 2026-09-01 16:12 | 2026-08-28 | LPLA | Mnookin Allison | Dir | A - Grant | $0.00 | +2 | 11.8K | +0.0% | $0 | |
| 2026-09-01 16:10 | 2026-08-28 | LPLA | Glavin William Francis Jr | Dir | A - Grant | $0.00 | +10 | 24.1K | +0.0% | $0 | |
| 2026-09-01 16:08 | 2026-08-28 | LPLA | EBERHART PAULETT | Dir | A - Grant | $0.00 | +4 | 17.8K | +0.0% | $0 | |
| 2026-09-01 16:07 | 2026-08-28 | LPLA | BERNARD EDWARD C | Dir | A - Grant | $0.00 | +3 | 16.3K | +0.0% | $0 | |
| T | 2026-08-31 16:20 | 2026-08-27 | LPLA | Jambusaria Aneri | Group Managing Dir | S - Sale | $357.36 | -308 | 6,107 | -5% | -$110.1K |
| D | 2026-08-21 16:08 | 2026-08-20 | LPLA | Gates Greg | Group Managing Dir | M - OptEx | $77.53 | +7,189 | 27.7K | +35% | +$557.4K |
| D | 2026-08-21 16:08 | 2026-08-20 | LPLA | Gates Greg | Group Managing Dir | S - Sale+OE | $355.38 | -4,119 | 23.6K | -15% | -$1.46M |
| 2026-08-04 16:16 | 2026-08-03 | LPLA | Putnam James S | Dir | G - Gift | $0.00 | -2,000 | 135.3K | -1% | $0 | |
| MT | 2026-08-04 16:14 | 2026-07-31 | LPLA | Enyedi Matthew | Group Managing Dir | S - Sale | $352.72 | -1,000 | 13.1K | -7% | -$352.7K |
| T | 2026-06-22 16:07 | 2026-06-17 | LPLA | Jambusaria Aneri | Group Managing Dir | S - Sale | $306.00 | -308 | 6,415 | -5% | -$94.2K |
| 2026-06-15 16:45 | 2026-06-12 | LPLA | Gates Greg | Group Managing Dir | F - Tax | $295.66 | -232 | 20.5K | -1% | -$68.6K | |
| 2026-06-15 16:44 | 2026-06-12 | LPLA | Cohen Marc Eliot | Group Managing Dir | F - Tax | $295.66 | -44 | 4,356 | -1% | -$13.0K | |
| 2026-06-08 16:15 | 2026-06-04 | LPLA | Thomas Corey E. | Dir | A - Grant | $0.00 | +7 | 14.9K | +0.0% | $0 | |
| 2026-06-08 16:13 | 2026-06-04 | LPLA | SCHIFTER RICHARD P | Dir | A - Grant | $0.00 | +19 | 39.2K | +0.0% | $0 | |
| 2026-06-08 16:11 | 2026-06-04 | LPLA | Putnam James S | Dir | A - Grant | $0.00 | +10 | 137.3K | +0.0% | $0 | |
| 2026-06-08 16:10 | 2026-06-04 | LPLA | Mnookin Allison | Dir | A - Grant | $0.00 | +3 | 11.8K | +0.0% | $0 | |
| 2026-06-08 16:08 | 2026-06-04 | LPLA | Glavin William Francis Jr | Dir | A - Grant | $0.00 | +15 | 24.1K | +0.1% | $0 | |
| 2026-06-08 16:06 | 2026-06-04 | LPLA | EBERHART PAULETT | Dir | A - Grant | $0.00 | +5 | 17.8K | +0.0% | $0 | |
| 2026-06-08 16:05 | 2026-06-04 | LPLA | BERNARD EDWARD C | Dir | A - Grant | $0.00 | +4 | 16.3K | +0.0% | $0 | |
| M | 2026-05-19 16:30 | 2026-05-15 | LPLA | Thomas Corey E. | Dir | A - Grant | $0.00 | +1,060 | 14.9K | +8% | $0 |
| M | 2026-05-19 16:27 | 2026-05-15 | LPLA | SCHIFTER RICHARD P | Dir | A - Grant | $0.00 | +1,060 | 39.2K | +3% | $0 |
| 2026-05-19 16:25 | 2026-05-15 | LPLA | Putnam James S | Dir | A - Grant | $0.00 | +712 | 137.3K | +0.5% | $0 | |
| M | 2026-05-19 16:24 | 2026-05-15 | LPLA | MULCAHY ANNE M | Dir | A - Grant | $0.00 | +1,060 | 37.4K | +3% | $0 |
| 2026-05-19 16:21 | 2026-05-15 | LPLA | Mnookin Allison | Dir | A - Grant | $0.00 | +712 | 11.8K | +6% | $0 | |
| 2026-05-19 16:20 | 2026-05-15 | LPLA | Ko Albert J | Dir | A - Grant | $0.00 | +712 | 3,299 | +28% | $0 | |
| 2026-05-19 16:17 | 2026-05-15 | LPLA | Khanna Somesh | Dir | A - Grant | $0.00 | +712 | 851 | +512% | $0 | |
| 2026-05-19 16:15 | 2026-05-15 | LPLA | Glavin William Francis Jr | Dir | A - Grant | $0.00 | +712 | 24.0K | +3% | $0 | |
| 2026-05-19 16:11 | 2026-05-15 | LPLA | EBERHART PAULETT | Dir | A - Grant | $0.00 | +712 | 17.8K | +4% | $0 | |
| M | 2026-05-19 16:09 | 2026-05-15 | LPLA | BERNARD EDWARD C | Dir | A - Grant | $0.00 | +1,060 | 16.3K | +7% | $0 |
| 2026-05-08 16:09 | 2026-05-07 | LPLA | Putnam James S | Dir | G - Gift | $0.00 | -100 | 136.6K | -0.1% | $0 | |
| MT | 2026-04-16 16:25 | 2026-04-14+ | LPLA | Audette Matthew J | Pres, CFO | S - Sale | $328.63 | -1,579 | 19.8K | -7% | -$518.9K |
| 2026-03-26 | 2026-03-24 | LPLA | Putnam James S | Dir | A - Grant | $0.00 | +10 | 136.7K | +0.0% | $0 | |
| 2026-03-26 | 2026-03-24 | LPLA | Glavin William Francis Jr | Dir | A - Grant | $0.00 | +15 | 23.3K | +0.1% | $0 | |
| 2026-03-26 | 2026-03-24 | LPLA | BERNARD EDWARD C | Dir | A - Grant | $0.00 | +4 | 15.2K | +0.0% | $0 | |
| 2026-03-26 | 2026-03-24 | LPLA | Thomas Corey E. | Dir | A - Grant | $0.00 | +7 | 13.8K | +0.1% | $0 | |
| 2026-03-26 | 2026-03-24 | LPLA | Mnookin Allison | Dir | A - Grant | $0.00 | +3 | 11.0K | +0.0% | $0 | |
| 2026-03-26 | 2026-03-24 | LPLA | EBERHART PAULETT | Dir | A - Grant | $0.00 | +5 | 17.0K | +0.0% | $0 | |
| 2026-03-26 | 2026-03-24 | LPLA | SCHIFTER RICHARD P | Dir | A - Grant | $0.00 | +19 | 38.1K | +0.0% | $0 | |
| D | 2026-03-11 | 2026-03-09 | LPLA | Cohen Marc Eliot | Group Managing Dir | M - OptEx | $77.53 | +2,212 | 7,700 | +40% | +$171.5K |
| DM | 2026-03-11 | 2026-03-09+ | LPLA | Cohen Marc Eliot | Group Managing Dir | S - Sale+OE | $309.07 | -3,300 | 4,400 | -43% | -$1.02M |
| 2026-03-04 | 2026-03-02 | LPLA | Jambusaria Aneri | Group Managing Dir | S - Sale | $306.00 | -308 | 6,723 | -4% | -$94.2K | |
| 2026-02-27 | 2026-02-25 | LPLA | Reeping Katharine | Principal Accounting Off | F - Tax | $318.47 | -212 | 1,841 | -10% | -$67.5K | |
| M | 2026-02-27 | 2026-02-25 | LPLA | Reeping Katharine | Principal Accounting Off | A - Grant | $0.00 | +454 | 2,214 | +26% | $0 |
| M | 2026-02-27 | 2026-02-26 | LPLA | Enyedi Matthew | Group Managing Dir | S - Sale | $320.15 | -2,109 | 15.8K | -12% | -$675.2K |
| M | 2026-02-27 | 2026-02-25 | LPLA | Enyedi Matthew | Group Managing Dir | A - Grant | $0.00 | +3,975 | 16.2K | +32% | $0 |
| 2026-02-27 | 2026-02-25 | LPLA | Enyedi Matthew | Group Managing Dir | F - Tax | $318.47 | -1,333 | 14.1K | -9% | -$424.5K | |
| 2026-02-27 | 2026-02-25 | LPLA | Jambusaria Aneri | Group Managing Dir | F - Tax | $318.47 | -715 | 5,729 | -11% | -$227.7K | |
| M | 2026-02-27 | 2026-02-25 | LPLA | Jambusaria Aneri | Group Managing Dir | A - Grant | $0.00 | +2,244 | 6,444 | +53% | $0 |
| M | 2026-02-27 | 2026-02-25 | LPLA | Steinmeier Richard | CEO | A - Grant | $0.00 | +12.8K | 19.5K | +191% | $0 |
| 2026-02-27 | 2026-02-25 | LPLA | Steinmeier Richard | CEO | F - Tax | $318.47 | -2,619 | 8,962 | -23% | -$834.1K | |
| 2026-02-27 | 2026-02-25 | LPLA | Field Emily | Group Managing Dir | A - Grant | $0.00 | +1,122 | 1,939 | +137% | $0 | |
| M | 2026-02-27 | 2026-02-25 | LPLA | Gates Greg | Group Managing Dir | A - Grant | $0.00 | +7,437 | 18.0K | +71% | $0 |
| 2026-02-27 | 2026-02-25 | LPLA | Gates Greg | Group Managing Dir | F - Tax | $318.47 | -1,293 | 15.2K | -8% | -$411.8K | |
| M | 2026-02-27 | 2026-02-25 | LPLA | Audette Matthew J | Pres, CFO | A - Grant | $0.00 | +8,776 | 23.0K | +62% | $0 |
| M | 2026-02-27 | 2026-02-26 | LPLA | Audette Matthew J | Pres, CFO | S - Sale | $320.50 | -1,581 | 21.8K | -7% | -$506.7K |
| 2026-02-27 | 2026-02-25 | LPLA | Audette Matthew J | Pres, CFO | F - Tax | $318.47 | -2,351 | 16.3K | -13% | -$748.7K | |
| 2026-02-27 | 2026-02-25 | LPLA | Morningstar Matthew | Group Managing Dir | A - Grant | $0.00 | +1,122 | 3,415 | +49% | $0 | |
| M | 2026-02-27 | 2026-02-25 | LPLA | Cohen Marc Eliot | Group Managing Dir | A - Grant | $0.00 | +1,940 | 5,488 | +55% | $0 |
| 2026-02-27 | 2026-02-25 | LPLA | Cohen Marc Eliot | Group Managing Dir | F - Tax | $318.47 | -483 | 4,085 | -11% | -$153.8K | |
| 2026-02-04 | 2026-02-02 | LPLA | Khanna Somesh | Dir | A - Grant | $0.00 | +139 | 139 | New | $0 | |
| 2026-01-02 | 2025-12-31 | LPLA | SCHIFTER RICHARD P | Dir | G - Gift | $0.00 | -1,145 | 38.1K | -3% | $0 | |
| 2025-12-11 | 2025-12-09 | LPLA | Morningstar Matthew | Group Managing Dir | A - Grant | $0.00 | +1,715 | 2,293 | +297% | $0 | |
| M | 2025-12-09 | 2025-12-05 | LPLA | Gates Greg | Group Managing Dir | S - Sale | $370.97 | -750 | 14.6K | -5% | -$278.2K |
| M | 2025-12-09 | 2025-12-05 | LPLA | Steinmeier Richard | CEO | S - Sale | $370.99 | -5,058 | 14.1K | -26% | -$1.88M |
| I | 2025-12-09 | 2025-12-05 | LPLA | Steinmeier Richard | CEO | G - Gift | $0.00 | -275 | 16.8K | -2% | $0 |
| 2025-12-03 | 2025-12-01 | LPLA | BERNARD EDWARD C | Dir | A - Grant | $0.00 | +3 | 15.2K | +0.0% | $0 | |
| 2025-12-03 | 2025-12-01 | LPLA | Thomas Corey E. | Dir | A - Grant | $0.00 | +4 | 13.8K | +0.0% | $0 | |
| 2025-12-03 | 2025-12-01 | LPLA | EBERHART PAULETT | Dir | A - Grant | $0.00 | +4 | 17.0K | +0.0% | $0 | |
| 2025-12-03 | 2025-12-01 | LPLA | Glavin William Francis Jr | Dir | A - Grant | $0.00 | +10 | 23.3K | +0.0% | $0 | |
| 2025-12-03 | 2025-12-01 | LPLA | Mnookin Allison | Dir | A - Grant | $0.00 | +2 | 11.0K | +0.0% | $0 | |
| 2025-12-03 | 2025-12-01 | LPLA | SCHIFTER RICHARD P | Dir | A - Grant | $0.00 | +14 | 39.2K | +0.0% | $0 | |
| 2025-12-03 | 2025-12-01 | LPLA | Putnam James S | Dir | A - Grant | $0.00 | +7 | 136.7K | +0.0% | $0 | |
| 2025-12-03 | 2025-12-01 | LPLA | Jambusaria Aneri | Group Managing Dir | S - Sale | $352.48 | -80 | 5,502 | -1% | -$28.2K | |
| M | 2025-11-07 | 2025-11-05 | LPLA | Gates Greg | Group Managing Dir | S - Sale | $376.43 | -1,500 | 15.4K | -9% | -$564.6K |
| M | 2025-10-08 | 2025-10-06 | LPLA | Gates Greg | Group Managing Dir | S - Sale | $314.42 | -750 | 16.9K | -4% | -$235.8K |
| 2025-09-11 | 2025-09-09 | LPLA | Reeping Katharine | Principal Accounting Off | F - Tax | $339.97 | -56 | 1,972 | -3% | -$19.0K | |
| M | 2025-09-09 | 2025-09-05 | LPLA | Gates Greg | Group Managing Dir | S - Sale | $338.21 | -1,500 | 17.8K | -8% | -$507.3K |
| 2025-09-09 | 2025-09-05 | LPLA | Field Emily | Group Managing Dir | A - Grant | $0.00 | +817 | 817 | New | $0 | |
| 2025-09-03 | 2025-09-02 | LPLA | Jambusaria Aneri | Group Managing Dir | S - Sale | $361.25 | -80 | 5,582 | -1% | -$28.9K | |
| 2025-09-03 | 2025-08-29 | LPLA | EBERHART PAULETT | Dir | A - Grant | $0.00 | +4 | 17.0K | +0.0% | $0 | |
| 2025-09-03 | 2025-08-29 | LPLA | Mnookin Allison | Dir | A - Grant | $0.00 | +2 | 11.0K | +0.0% | $0 | |
| 2025-09-03 | 2025-08-29 | LPLA | Putnam James S | Dir | A - Grant | $0.00 | +7 | 136.7K | +0.0% | $0 | |
| 2025-09-03 | 2025-08-29 | LPLA | SCHIFTER RICHARD P | Dir | A - Grant | $0.00 | +14 | 39.2K | +0.0% | $0 | |
| 2025-09-03 | 2025-08-29 | LPLA | BERNARD EDWARD C | Dir | A - Grant | $0.00 | +3 | 15.2K | +0.0% | $0 | |
| 2025-09-03 | 2025-08-29 | LPLA | Thomas Corey E. | Dir | A - Grant | $0.00 | +4 | 13.8K | +0.0% | $0 | |
| 2025-09-03 | 2025-08-29 | LPLA | Glavin William Francis Jr | Dir | A - Grant | $0.00 | +10 | 23.3K | +0.0% | $0 | |
| M | 2025-08-07 | 2025-08-05 | LPLA | Gates Greg | Group Managing Dir | S - Sale | $374.05 | -1,500 | 19.2K | -7% | -$561.1K |
| M | 2025-07-08 | 2025-07-03 | LPLA | Gates Greg | Group Managing Dir | S - Sale | $382.63 | -1,500 | 20.7K | -7% | -$574.0K |
| 2025-06-16 | 2025-06-12 | LPLA | Cohen Marc Eliot | Group Managing Dir | F - Tax | $379.39 | -44 | 4,031 | -1% | -$16.7K | |
| 2025-06-16 | 2025-06-12 | LPLA | EBERHART PAULETT | Dir | A - Grant | $0.00 | +4 | 17.0K | +0.0% | $0 | |
| 2025-06-16 | 2025-06-12 | LPLA | Gates Greg | Group Managing Dir | F - Tax | $379.39 | -234 | 22.1K | -1% | -$88.8K | |
| 2025-06-16 | 2025-06-12 | LPLA | Putnam James S | Dir | A - Grant | $0.00 | +6 | 136.6K | +0.0% | $0 | |
| 2025-06-16 | 2025-06-12 | LPLA | Glavin William Francis Jr | Dir | A - Grant | $0.00 | +10 | 23.3K | +0.0% | $0 | |
| 2025-06-16 | 2025-06-12 | LPLA | Thomas Corey E. | Dir | A - Grant | $0.00 | +4 | 13.8K | +0.0% | $0 | |
| 2025-06-16 | 2025-06-12 | LPLA | SCHIFTER RICHARD P | Dir | A - Grant | $0.00 | +13 | 39.2K | +0.0% | $0 |
Purchase Sale Sale after option exercise All abbreviations