Form 4 for LPLA LPL Financial Holdings Inc.
Accepted 2026-05-08 16:09:00 ET · period of report 2026-05-07 · accession 0001628280-26-032865 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-05-08 16:09 | 2026-05-07 | LPLA | Putnam James S | Dir | G - Gift | $0.00 | -100 | 136.6K | -0.1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-05-07 | G | D | 100 | $0.00 | 136,568.50 | D | — | — | (F1) This transaction was a charitable gift of securities by the reporting person. |