InsiderTrades

Putnam James S

SEC CIK 1405298 · EDGAR

Companies

TickerCompanyTitleHoldingBoughtSoldTradesFirstLast
LPLALPL Financial Holdings Inc.Dir 135.3K — — 282021-08-272026-08-28

Most active insiders at LPLA, 12 months

#InsiderTitleBoughtSold
1 Gates GregGroup Managing Dir —$2.54M
2 Steinmeier RichardCEO —$1.88M
3 Enyedi MatthewGroup Managing Dir —$1.03M
4 Audette Matthew JPres, CFO —$1.03M
5 Cohen Marc EliotGroup Managing Dir —$1.02M
6 Jambusaria AneriGroup Managing Dir —$326.8K
7 Reeping KatharinePrincipal Accounting Off —$153.0K
8 Morningstar MatthewGroup Managing Dir ——
9 Field EmilyGroup Managing Dir ——
10 Khanna SomeshDir ——
14 Putnam James SDir ——

Transactions 28

Type
Reset
X Filed Traded Ticker Company Insider Title Type Price Qty Owned ΔOwn Value
2026-09-01 16:14 2026-08-28 LPLA LPL Financial Holdings Inc. Putnam James S Dir A - Grant $0.00 +7 135.3K +0.0% $0
2026-08-04 16:16 2026-08-03 LPLA LPL Financial Holdings Inc. Putnam James S Dir G - Gift $0.00 -2,000 135.3K -1% $0
2026-06-08 16:11 2026-06-04 LPLA LPL Financial Holdings Inc. Putnam James S Dir A - Grant $0.00 +10 137.3K +0.0% $0
2026-05-19 16:25 2026-05-15 LPLA LPL Financial Holdings Inc. Putnam James S Dir A - Grant $0.00 +712 137.3K +0.5% $0
2026-05-08 16:09 2026-05-07 LPLA LPL Financial Holdings Inc. Putnam James S Dir G - Gift $0.00 -100 136.6K -0.1% $0
2026-03-26 2026-03-24 LPLA LPL Financial Holdings Inc. Putnam James S Dir A - Grant $0.00 +10 136.7K +0.0% $0
2025-12-03 2025-12-01 LPLA LPL Financial Holdings Inc. Putnam James S Dir A - Grant $0.00 +7 136.7K +0.0% $0
2025-09-03 2025-08-29 LPLA LPL Financial Holdings Inc. Putnam James S Dir A - Grant $0.00 +7 136.7K +0.0% $0
2025-06-16 2025-06-12 LPLA LPL Financial Holdings Inc. Putnam James S Dir A - Grant $0.00 +6 136.6K +0.0% $0
2025-05-28 2025-05-23 LPLA LPL Financial Holdings Inc. Putnam James S Dir A - Grant $0.00 +602 136.6K +0.4% $0
2025-03-26 2025-03-25 LPLA LPL Financial Holdings Inc. Putnam James S Dir A - Grant $0.00 +8 136.0K +0.0% $0
2024-12-04 2024-12-02 LPLA LPL Financial Holdings Inc. Putnam James S Dir A - Grant $0.00 +8 136.0K +0.0% $0
2024-08-27 2024-08-23 LPLA LPL Financial Holdings Inc. Putnam James S Dir A - Grant $0.00 +16 136.0K +0.0% $0
2024-06-06 2024-06-04 LPLA LPL Financial Holdings Inc. Putnam James S Dir A - Grant $0.00 +10 136.0K +0.0% $0
2024-05-14 2024-05-10 LPLA LPL Financial Holdings Inc. Putnam James S Dir A - Grant $0.00 +699 136.0K +0.5% $0
2024-03-28 2024-03-26 LPLA LPL Financial Holdings Inc. Putnam James S Dir A - Grant $0.00 +12 135.3K +0.0% $0
M 2023-11-29 2023-11-27 LPLA LPL Financial Holdings Inc. Putnam James S Dir A - Grant $0.00 +15 135.3K +0.0% $0
M 2023-08-29 2023-08-25 LPLA LPL Financial Holdings Inc. Putnam James S Dir A - Grant $0.00 +15 135.3K +0.0% $0
M 2023-06-05 2023-06-01 LPLA LPL Financial Holdings Inc. Putnam James S Dir A - Grant $0.00 +18 135.2K +0.0% $0
M 2023-05-16 2023-05-12 LPLA LPL Financial Holdings Inc. Putnam James S Dir A - Grant $0.00 +1,290 135.2K +1.0% $0
M 2023-03-30 2023-03-28 LPLA LPL Financial Holdings Inc. Putnam James S Dir A - Grant $0.00 +17 133.9K +0.0% $0
2022-11-30 2022-11-28 LPLA LPL Financial Holdings Inc. Putnam James S Dir A - Grant $0.00 +10 133.9K +0.0% $0
2022-09-02 2022-08-31 LPLA LPL Financial Holdings Inc. Putnam James S Dir A - Grant $0.00 +12 133.9K +0.0% $0
M 2022-06-28 2022-06-24 LPLA LPL Financial Holdings Inc. Putnam James S Dir A - Grant $0.00 +14 133.9K +0.0% $0
M 2022-05-23 2022-05-19 LPLA LPL Financial Holdings Inc. Putnam James S Dir A - Grant $0.00 +1,339 133.9K +1% $0
M 2022-03-31 2022-03-29 LPLA LPL Financial Holdings Inc. Putnam James S Dir A - Grant $0.00 +14 132.5K +0.0% $0
M 2021-12-01 2021-11-29 LPLA LPL Financial Holdings Inc. Putnam James S Dir A - Grant $0.00 +16 132.5K +0.0% $0
M 2021-08-31 2021-08-27 LPLA LPL Financial Holdings Inc. Putnam James S Dir A - Grant $0.00 +18 132.5K +0.0% $0

Purchase Sale Sale after option exercise All abbreviations