Form 4 for LPLA LPL Financial Holdings Inc.
Accepted 2025-12-03 00:00:00 ET · period of report 2025-12-01 · accession 0001628280-25-055069 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-12-03 | 2025-12-01 | LPLA | Jambusaria Aneri | Group Managing Dir | S - Sale | $352.48 | -80 | 5,502 | -1% | -$28.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-12-01 | S | D | 80 | $352.48 | 5,502 | D | — | — | (F2) Consists of (i) 3,378 shares of Common Stock; (ii) 259 restricted stock units that vest in full on February 25, 2026; (iii) 759 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; and (iv) 1,106 restricted stock units that vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028. |