Form 4 for LPLA LPL Financial Holdings Inc.
Accepted 2026-05-19 16:24:11 ET · period of report 2026-05-15 · accession 0001628280-26-036479 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2026-05-19 16:24 | 2026-05-15 | LPLA | MULCAHY ANNE M | Dir | A - Grant | $0.00 | +1,060 | 37.4K | +3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-05-15 | A | A | 712 | $0.00 | 37,083 | D | — | — | (F1) These shares represent restricted stock that was granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan") pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy"). This restricted stock is scheduled to vest in full on May 20, 2027. |
| 2 | Common | Common Stock | 2026-05-15 | A | A | 348 | $0.00 | 37,431 | D | — | — | (F2) The reporting person elected to receive these shares, which were granted under the 2021 Plan, in lieu of the cash portion of the annual retainer under the Policy. |