Form 4 for LPLA LPL Financial Holdings Inc.
Accepted 2026-02-27 00:00:00 ET · period of report 2026-02-25 · accession 0001628280-26-012923 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-02-27 | 2026-02-25 | LPLA | Field Emily | Group Managing Dir | A - Grant | $0.00 | +1,122 | 1,939 | +137% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-25 | A | A | 1,122 | $0.00 | 1,939 | D | — | — | (F1) These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. (F2) Consists of (i) 817 restricted stock units that vest ratably on each of September 5, 2026, September 5, 2027 and September 5, 2028; and (ii) the restricted stock units reported on this Form 4. |