Form 4 for LPLA LPL Financial Holdings Inc.
Accepted 2026-09-08 16:09:42 ET · period of report 2026-09-05 · accession 0001628280-26-060908 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-09-08 16:09 | 2026-09-05 | LPLA | Field Emily | Group Managing Dir | F - Tax | $359.33 | -106 | 1,833 | -5% | -$38.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-09-05 | F | D | 106 | $359.33 | 1,833 | D | — | — | (F1) Consists of (i) 166 shares of Common Stock; (ii) 545 restricted stock units that vest ratably on each of September 5, 2027 and September 5, 2028; and (iii) 1,122 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029. |