Form 4 for LPLA LPL Financial Holdings Inc.
Accepted 2025-09-11 00:00:00 ET · period of report 2025-09-09 · accession 0001397911-25-000149 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-09-11 | 2025-09-09 | LPLA | Reeping Katharine | Principal Accounting Off | F - Tax | $339.97 | -56 | 1,972 | -3% | -$19.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-09-09 | F | D | 56 | $339.97 | 1,971.91 | D | — | — | (F1) Consists of (i) 449.9057 shares of Common Stock; (ii) 135 restricted stock units that vest in full on February 25, 2026; (iii) 542 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; (iv) 569 restricted stock units that vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028; and (v) 276 restricted stock units that vest in full on February 25, 2027. |