Form 4 for LPLA LPL Financial Holdings Inc.
Accepted 2026-09-14 16:19:58 ET · period of report 2026-09-11 · accession 0001628280-26-061847 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-09-14 16:19 | 2026-09-11 | LPLA | Reeping Katharine | Principal Accounting Off | S - Sale | $347.88 | -439.95 | 1,774 | -20% | -$153.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-09-11 | S | D | 439.95 | $347.88 | 1,773.96 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.72 to 347.88, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. (F2) Consists of (i) 473.9567 shares of Common Stock; (ii) 547 restricted stock units that vest in full on February 25, 2027; (iii) 380 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) 373 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028, and February 25, 2029. |