InsiderTrades

Form 4 for LPLA LPL Financial Holdings Inc.

Accepted 2026-08-04 16:14:20 ET · period of report 2026-07-31 · accession 0001628280-26-052585 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
MT 2026-08-04 16:14 2026-07-31 LPLA Enyedi Matthew Group Managing Dir S - Sale $352.72 -1,000 13.1K -7% -$352.7K

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2026-07-31 S D 189 $351.06 13,932 D — — (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $350.81 to $351.45, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
2 Common Common Stock 2026-07-31 S D 463 $352.77 13,469 D — — (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $352.05 to $353.04, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
3 Common Common Stock 2026-07-31 S D 296 $353.37 13,173 D — — (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025. (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $353.05 to $353.61, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.
4 Common Common Stock 2026-07-31 S D 51 $354.52 13,122 D — — (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025. (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $354.18 to $354.63, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.
5 Common Common Stock 2026-07-31 S D 1 $355.51 13,121 D — — (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025. (F6) Consists of (i) 9,242 shares of Common Stock; (ii) 597 restricted stock units that vest in full on February 25, 2027; (iii) 1,106 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) 2,176 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029.