LPLA LPL Financial Holdings Inc.
Nasdaq · SEC CIK 1397911 · EDGAR
- Bought, last 12 months
- $0 0 purchases by 0 insiders
- Sold, last 12 months
- $7.97M 15 sales by 7 insiders
- Filings on record
- 340 since 2021-07-21, latest 2026-09-14 16:19
BoughtSold
Most active insiders, 12 months
| Insider | Title | Bought | Sold |
|---|---|---|---|
| Gates Greg | Group Managing Dir | — | $2.54M |
| Steinmeier Richard | CEO | — | $1.88M |
| Enyedi Matthew | Group Managing Dir | — | $1.03M |
| Audette Matthew J | Pres, CFO | — | $1.03M |
| Cohen Marc Eliot | Group Managing Dir | — | $1.02M |
| Jambusaria Aneri | Group Managing Dir | — | $326.8K |
| Reeping Katharine | Principal Accounting Off | — | $153.0K |
| Morningstar Matthew | Group Managing Dir | — | — |
| Field Emily | Group Managing Dir | — | — |
| Khanna Somesh | Dir | — | — |
Transactions 437
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-06-16 | 2025-06-12 | LPLA | BERNARD EDWARD C | Dir | A - Grant | $0.00 | +3 | 15.2K | +0.0% | $0 | |
| 2025-06-16 | 2025-06-12 | LPLA | Mnookin Allison | Dir | A - Grant | $0.00 | +2 | 11.0K | +0.0% | $0 | |
| M | 2025-06-09 | 2025-06-05 | LPLA | Gates Greg | Group Managing Dir | S - Sale | $378.87 | -1,500 | 22.7K | -6% | -$568.3K |
| 2025-06-04 | 2025-06-02 | LPLA | Jambusaria Aneri | Group Managing Dir | S - Sale | $383.99 | -80 | 5,662 | -1% | -$30.7K | |
| 2025-06-04 | 2025-06-02 | LPLA | SCHIFTER RICHARD P | Dir | G - Gift | $0.00 | -238 | 39.2K | -0.6% | $0 | |
| M | 2025-05-28 | 2025-05-23 | LPLA | Glavin William Francis Jr | Dir | A - Grant | $0.00 | +910 | 23.3K | +4% | $0 |
| M | 2025-05-28 | 2025-05-23 | LPLA | BERNARD EDWARD C | Dir | A - Grant | $0.00 | +910 | 15.2K | +6% | $0 |
| M | 2025-05-28 | 2025-05-23 | LPLA | SCHIFTER RICHARD P | Dir | A - Grant | $0.00 | +910 | 39.1K | +2% | $0 |
| M | 2025-05-28 | 2025-05-23 | LPLA | Ko Albert J | Dir | A - Grant | $0.00 | +910 | 2,258 | +68% | $0 |
| 2025-05-28 | 2025-05-23 | LPLA | EBERHART PAULETT | Dir | A - Grant | $0.00 | +602 | 17.0K | +4% | $0 | |
| 2025-05-28 | 2025-05-23 | LPLA | Mnookin Allison | Dir | A - Grant | $0.00 | +602 | 11.0K | +6% | $0 | |
| M | 2025-05-28 | 2025-05-23 | LPLA | MULCAHY ANNE M | Dir | A - Grant | $0.00 | +910 | 36.4K | +3% | $0 |
| M | 2025-05-28 | 2025-05-23 | LPLA | Thomas Corey E. | Dir | A - Grant | $0.00 | +910 | 13.5K | +7% | $0 |
| 2025-05-28 | 2025-05-23 | LPLA | Putnam James S | Dir | A - Grant | $0.00 | +602 | 136.6K | +0.4% | $0 | |
| 2025-03-26 | 2025-03-25 | LPLA | EBERHART PAULETT | Dir | A - Grant | $0.00 | +4 | 16.4K | +0.0% | $0 | |
| 2025-03-26 | 2025-03-25 | LPLA | Thomas Corey E. | Dir | A - Grant | $0.00 | +4 | 12.9K | +0.0% | $0 | |
| M | 2025-03-26 | 2025-03-24 | LPLA | SCHIFTER RICHARD P | Dir | G - Gift | $0.00 | -1,210 | 39.5K | -3% | $0 |
| 2025-03-26 | 2025-03-25 | LPLA | SCHIFTER RICHARD P | Dir | A - Grant | $0.00 | +15 | 38.5K | +0.0% | $0 | |
| 2025-03-26 | 2025-03-25 | LPLA | Glavin William Francis Jr | Dir | A - Grant | $0.00 | +11 | 22.4K | +0.0% | $0 | |
| 2025-03-26 | 2025-03-25 | LPLA | BERNARD EDWARD C | Dir | A - Grant | $0.00 | +3 | 14.3K | +0.0% | $0 | |
| 2025-03-26 | 2025-03-25 | LPLA | Mnookin Allison | Dir | A - Grant | $0.00 | +2 | 10.4K | +0.0% | $0 | |
| 2025-03-26 | 2025-03-25 | LPLA | Putnam James S | Dir | A - Grant | $0.00 | +8 | 136.0K | +0.0% | $0 | |
| 2025-03-17 | 2025-03-13 | LPLA | EBERHART PAULETT | Dir | G - Gift | $0.00 | -4,305 | 16.4K | -21% | $0 | |
| 2025-03-17 | 2025-03-14 | LPLA | Jambusaria Aneri | Managing Dir | S - Sale | $311.87 | -80 | 5,742 | -1% | -$24.9K | |
| 2025-02-27 | 2025-02-25 | LPLA | Enyedi Matthew | Managing Dir | F - Tax | $357.36 | -3,130 | 11.9K | -21% | -$1.12M | |
| M | 2025-02-27 | 2025-02-25 | LPLA | Enyedi Matthew | Managing Dir | A - Grant | $0.00 | +6,223 | 15.1K | +70% | $0 |
| 2025-02-27 | 2025-02-25 | LPLA | Dadyar Sara | Managing Dir | A - Grant | $0.00 | +1,797 | 1,797 | New | $0 | |
| 2025-02-27 | 2025-02-25 | LPLA | Jambusaria Aneri | Managing Dir | F - Tax | $357.36 | -992 | 4,716 | -17% | -$354.5K | |
| M | 2025-02-27 | 2025-02-25 | LPLA | Jambusaria Aneri | Managing Dir | A - Grant | $0.00 | +2,894 | 5,708 | +103% | $0 |
| M | 2025-02-27 | 2025-02-25 | LPLA | Steinmeier Richard | CEO | A - Grant | $0.00 | +14.8K | 31.4K | +89% | $0 |
| 2025-02-27 | 2025-02-25 | LPLA | Steinmeier Richard | CEO | F - Tax | $357.36 | -4,764 | 24.5K | -16% | -$1.70M | |
| 2025-02-27 | 2025-02-25 | LPLA | Gates Greg | Managing Dir | F - Tax | $357.36 | -3,319 | 21.7K | -13% | -$1.19M | |
| M | 2025-02-27 | 2025-02-25 | LPLA | Gates Greg | Managing Dir | A - Grant | $0.00 | +8,327 | 23.9K | +54% | $0 |
| M | 2025-02-27 | 2025-02-25 | LPLA | Audette Matthew J | Pres, CFO | A - Grant | $0.00 | +13.1K | 21.1K | +163% | $0 |
| 2025-02-27 | 2025-02-25 | LPLA | Audette Matthew J | Pres, CFO | F - Tax | $357.36 | -4,738 | 15.2K | -24% | -$1.69M | |
| 2025-02-27 | 2025-02-26 | LPLA | Audette Matthew J | Pres, CFO | S - Sale | $360.07 | -4,588 | 16.5K | -22% | -$1.65M | |
| 2025-02-27 | 2025-02-25 | LPLA | Brown Althea | Managing Dir | A - Grant | $0.00 | +1,272 | 6,711 | +23% | $0 | |
| 2025-02-27 | 2025-02-25 | LPLA | Brown Althea | Managing Dir | F - Tax | $357.36 | -237 | 5,439 | -4% | -$84.7K | |
| M | 2025-02-27 | 2025-02-25 | LPLA | Cohen Marc Eliot | Managing Dir | A - Grant | $0.00 | +1,914 | 5,074 | +61% | $0 |
| 2025-02-27 | 2025-02-25 | LPLA | Cohen Marc Eliot | Managing Dir | F - Tax | $357.36 | -673 | 4,401 | -13% | -$240.5K | |
| 2025-02-27 | 2025-02-26 | LPLA | Cohen Marc Eliot | Managing Dir | S - Sale | $365.85 | -1,100 | 4,075 | -21% | -$402.4K | |
| 2025-02-20 | 2025-02-18 | LPLA | Steinmeier Richard | CEO | S - Sale | $373.79 | -3,500 | 21.4K | -14% | -$1.31M | |
| D | 2025-02-12 | 2025-02-10 | LPLA | Enyedi Matthew | Managing Dir | S - Sale+OE | $369.33 | -5,154 | 10.5K | -33% | -$1.90M |
| D | 2025-02-12 | 2025-02-10 | LPLA | Enyedi Matthew | Managing Dir | M - OptEx | $39.48 | +5,154 | 15.6K | +49% | +$203.5K |
| DM | 2025-02-07 | 2025-02-05 | LPLA | Audette Matthew J | Pres, CFO | S - Sale+OE | $365.14 | -28.8K | 37.4K | -44% | -$10.51M |
| D | 2025-02-07 | 2025-02-06 | LPLA | Audette Matthew J | Pres, CFO | G - Gift | $0.00 | -900 | 12.8K | -7% | $0 |
| DM | 2025-02-07 | 2025-02-05 | LPLA | Audette Matthew J | Pres, CFO | M - OptEx | $70.89 | +28.8K | 42.4K | +211% | +$2.04M |
| 2024-12-09 | 2024-12-05 | LPLA | Jambusaria Aneri | Managing Dir | S - Sale | $331.94 | -305 | 3,920 | -7% | -$101.2K | |
| 2024-12-04 | 2024-12-02 | LPLA | EBERHART PAULETT | Dir | A - Grant | $0.00 | +4 | 20.7K | +0.0% | $0 | |
| 2024-12-04 | 2024-12-02 | LPLA | Glavin William Francis Jr | Dir | A - Grant | $0.00 | +12 | 22.4K | +0.1% | $0 | |
| 2024-12-04 | 2024-12-02 | LPLA | SCHIFTER RICHARD P | Dir | A - Grant | $0.00 | +16 | 39.7K | +0.0% | $0 | |
| 2024-12-04 | 2024-12-02 | LPLA | Mnookin Allison | Dir | A - Grant | $0.00 | +2 | 10.4K | +0.0% | $0 | |
| 2024-12-04 | 2024-12-02 | LPLA | Putnam James S | Dir | A - Grant | $0.00 | +8 | 136.0K | +0.0% | $0 | |
| 2024-12-04 | 2024-12-02 | LPLA | BERNARD EDWARD C | Dir | A - Grant | $0.00 | +3 | 14.3K | +0.0% | $0 | |
| 2024-12-04 | 2024-12-02 | LPLA | Thomas Corey E. | Dir | A - Grant | $0.00 | +5 | 12.9K | +0.0% | $0 | |
| 2024-09-16 | 2024-09-12 | LPLA | Brown Althea | Managing Dir | F - Tax | $206.98 | -514 | 5,676 | -8% | -$106.4K | |
| 2024-08-27 | 2024-08-23 | LPLA | EBERHART PAULETT | Dir | A - Grant | $0.00 | +9 | 20.7K | +0.0% | $0 | |
| 2024-08-27 | 2024-08-23 | LPLA | BERNARD EDWARD C | Dir | A - Grant | $0.00 | +7 | 14.3K | +0.0% | $0 | |
| 2024-08-27 | 2024-08-23 | LPLA | Putnam James S | Dir | A - Grant | $0.00 | +16 | 136.0K | +0.0% | $0 | |
| 2024-08-27 | 2024-08-23 | LPLA | SCHIFTER RICHARD P | Dir | A - Grant | $0.00 | +27 | 39.7K | +0.1% | $0 | |
| 2024-08-27 | 2024-08-23 | LPLA | Mnookin Allison | Dir | A - Grant | $0.00 | +6 | 10.4K | +0.1% | $0 | |
| 2024-08-27 | 2024-08-23 | LPLA | Glavin William Francis Jr | Dir | A - Grant | $0.00 | +20 | 22.4K | +0.1% | $0 | |
| 2024-08-27 | 2024-08-23 | LPLA | Thomas Corey E. | Dir | A - Grant | $0.00 | +10 | 12.9K | +0.1% | $0 | |
| M | 2024-08-13 | 2024-08-09 | LPLA | SCHIFTER RICHARD P | Dir | G - Gift | $0.00 | -2,002 | 41.1K | -5% | $0 |
| D | 2024-06-18 | 2024-06-14 | LPLA | Arnold Dan H. | Pres, CEO, Dir | M - OptEx | $39.48 | +10.0K | 148.3K | +7% | +$394.8K |
| D | 2024-06-18 | 2024-06-14 | LPLA | Arnold Dan H. | Pres, CEO, Dir | S - Sale+OE | $277.31 | -5,677 | 142.6K | -4% | -$1.57M |
| 2024-06-14 | 2024-06-12 | LPLA | Gates Greg | Managing Dir | F - Tax | $278.99 | -234 | 18.8K | -1% | -$65.3K | |
| 2024-06-07 | 2024-06-05 | LPLA | Arnold Dan H. | Pres, CEO, Dir | G - Gift | $0.00 | -3,525 | 138.3K | -2% | $0 | |
| 2024-06-06 | 2024-06-04 | LPLA | EBERHART PAULETT | Dir | A - Grant | $0.00 | +6 | 20.7K | +0.0% | $0 | |
| 2024-06-06 | 2024-06-04 | LPLA | BERNARD EDWARD C | Dir | A - Grant | $0.00 | +5 | 14.3K | +0.0% | $0 | |
| 2024-06-06 | 2024-06-04 | LPLA | Glavin William Francis Jr | Dir | A - Grant | $0.00 | +16 | 22.3K | +0.1% | $0 | |
| 2024-06-06 | 2024-06-04 | LPLA | Thomas Corey E. | Dir | A - Grant | $0.00 | +8 | 12.9K | +0.1% | $0 | |
| 2024-06-06 | 2024-06-04 | LPLA | Mnookin Allison | Dir | A - Grant | $0.00 | +4 | 10.4K | +0.0% | $0 | |
| 2024-06-06 | 2024-06-04 | LPLA | Putnam James S | Dir | A - Grant | $0.00 | +10 | 136.0K | +0.0% | $0 | |
| 2024-06-06 | 2024-06-04 | LPLA | SCHIFTER RICHARD P | Dir | A - Grant | $0.00 | +20 | 41.7K | +0.0% | $0 | |
| 2024-05-14 | 2024-05-10 | LPLA | Putnam James S | Dir | A - Grant | $0.00 | +699 | 136.0K | +0.5% | $0 | |
| 2024-05-14 | 2024-05-10 | LPLA | BERNARD EDWARD C | Dir | A - Grant | $0.00 | +699 | 14.3K | +5% | $0 | |
| M | 2024-05-14 | 2024-05-10 | LPLA | Thomas Corey E. | Dir | A - Grant | $0.00 | +1,077 | 12.5K | +9% | $0 |
| M | 2024-05-14 | 2024-05-10 | LPLA | Glavin William Francis Jr | Dir | A - Grant | $0.00 | +1,077 | 22.3K | +5% | $0 |
| 2024-05-14 | 2024-05-10 | LPLA | Mnookin Allison | Dir | A - Grant | $0.00 | +699 | 10.4K | +7% | $0 | |
| M | 2024-05-14 | 2024-05-10 | LPLA | MULCAHY ANNE M | Dir | A - Grant | $0.00 | +1,077 | 35.1K | +3% | $0 |
| 2024-05-14 | 2024-05-10 | LPLA | Ko Albert J | Dir | A - Grant | $0.00 | +699 | 1,656 | +73% | $0 | |
| M | 2024-05-14 | 2024-05-10 | LPLA | SCHIFTER RICHARD P | Dir | A - Grant | $0.00 | +1,077 | 41.6K | +3% | $0 |
| 2024-05-14 | 2024-05-10 | LPLA | EBERHART PAULETT | Dir | A - Grant | $0.00 | +699 | 20.7K | +3% | $0 | |
| 2024-03-28 | 2024-03-26 | LPLA | SCHIFTER RICHARD P | Dir | A - Grant | $0.00 | +22 | 40.6K | +0.1% | $0 | |
| 2024-03-28 | 2024-03-26 | LPLA | Putnam James S | Dir | A - Grant | $0.00 | +12 | 135.3K | +0.0% | $0 | |
| 2024-03-28 | 2024-03-26 | LPLA | Thomas Corey E. | Dir | A - Grant | $0.00 | +8 | 11.8K | +0.1% | $0 | |
| 2024-03-28 | 2024-03-26 | LPLA | EBERHART PAULETT | Dir | A - Grant | $0.00 | +6 | 20.0K | +0.0% | $0 | |
| 2024-03-28 | 2024-03-26 | LPLA | Mnookin Allison | Dir | A - Grant | $0.00 | +4 | 9,722 | +0.0% | $0 | |
| 2024-03-28 | 2024-03-26 | LPLA | BERNARD EDWARD C | Dir | A - Grant | $0.00 | +5 | 13.6K | +0.0% | $0 | |
| 2024-03-28 | 2024-03-26 | LPLA | Glavin William Francis Jr | Dir | A - Grant | $0.00 | +16 | 21.2K | +0.1% | $0 | |
| DM | 2024-02-27 | 2024-02-25 | LPLA | Arnold Dan H. | Pres, CEO, Dir | A - Grant | $0.00 | +81.6K | 202.0K | +68% | $0 |
| DM | 2024-02-27 | 2024-02-23+ | LPLA | Arnold Dan H. | Pres, CEO, Dir | S - Sale+OE | $266.39 | -41.9K | 175.3K | -19% | -$11.16M |
| DM | 2024-02-27 | 2024-02-23+ | LPLA | Arnold Dan H. | Pres, CEO, Dir | M - OptEx | $39.48 | +10.0K | 176.6K | +6% | +$394.8K |
| D | 2024-02-27 | 2024-02-25 | LPLA | Arnold Dan H. | Pres, CEO, Dir | F - Tax | $263.36 | -41.0K | 161.0K | -20% | -$10.80M |
| M | 2024-02-27 | 2024-02-25 | LPLA | Steinmeier Richard | Managing Dir | A - Grant | $0.00 | +15.4K | 24.9K | +162% | $0 |
| 2024-02-27 | 2024-02-25 | LPLA | Steinmeier Richard | Managing Dir | F - Tax | $263.36 | -7,397 | 22.3K | -25% | -$1.95M | |
| 2024-02-27 | 2024-02-25 | LPLA | Brown Althea | Managing Dir | A - Grant | $0.00 | +1,871 | 6,190 | +43% | $0 | |
| M | 2024-02-27 | 2024-02-26 | LPLA | Sethi Kabir | Managing Dir | S - Sale | $266.50 | -1,300 | 10.2K | -11% | -$346.5K |
| 2024-02-27 | 2024-02-25 | LPLA | Sethi Kabir | Managing Dir | F - Tax | $263.36 | -192 | 11.5K | -2% | -$50.6K |
Purchase Sale Sale after option exercise All abbreviations