LPLA LPL Financial Holdings Inc.
Nasdaq · SEC CIK 1397911 · EDGAR
- Bought, last 12 months
- $0 0 purchases by 0 insiders
- Sold, last 12 months
- $7.97M 15 sales by 7 insiders
- Filings on record
- 340 since 2021-07-21, latest 2026-09-14 16:19
BoughtSold
Most active insiders, 12 months
| Insider | Title | Bought | Sold |
|---|---|---|---|
| Gates Greg | Group Managing Dir | — | $2.54M |
| Steinmeier Richard | CEO | — | $1.88M |
| Enyedi Matthew | Group Managing Dir | — | $1.03M |
| Audette Matthew J | Pres, CFO | — | $1.03M |
| Cohen Marc Eliot | Group Managing Dir | — | $1.02M |
| Jambusaria Aneri | Group Managing Dir | — | $326.8K |
| Reeping Katharine | Principal Accounting Off | — | $153.0K |
| Morningstar Matthew | Group Managing Dir | — | — |
| Field Emily | Group Managing Dir | — | — |
| Khanna Somesh | Dir | — | — |
Transactions 437
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-02-27 | 2024-02-25 | LPLA | Jambusaria Aneri | Managing Dir | F - Tax | $263.36 | -1,295 | 3,087 | -30% | -$341.1K | |
| M | 2024-02-27 | 2024-02-25 | LPLA | Jambusaria Aneri | Managing Dir | A - Grant | $0.00 | +3,718 | 4,382 | +560% | $0 |
| M | 2024-02-27 | 2024-02-25 | LPLA | Enyedi Matthew | Managing Dir | A - Grant | $0.00 | +7,685 | 12.9K | +148% | $0 |
| 2024-02-27 | 2024-02-25 | LPLA | Enyedi Matthew | Managing Dir | F - Tax | $263.36 | -3,424 | 11.1K | -24% | -$901.7K | |
| 2024-02-27 | 2024-02-26 | LPLA | Enyedi Matthew | Managing Dir | S - Sale | $263.00 | -2,400 | 10.5K | -19% | -$631.2K | |
| M | 2024-02-27 | 2024-02-26 | LPLA | Gates Greg | Managing Dir | S - Sale | $266.27 | -11.4K | 30.3K | -27% | -$3.04M |
| M | 2024-02-27 | 2024-02-25 | LPLA | Gates Greg | Managing Dir | A - Grant | $0.00 | +8,264 | 30.5K | +37% | $0 |
| 2024-02-27 | 2024-02-25 | LPLA | Gates Greg | Managing Dir | F - Tax | $263.36 | -3,164 | 28.2K | -10% | -$833.3K | |
| M | 2024-02-27 | 2024-02-25 | LPLA | Audette Matthew J | CFO, Head of Business Ops | A - Grant | $0.00 | +13.7K | 19.2K | +245% | $0 |
| 2024-02-27 | 2024-02-25 | LPLA | Audette Matthew J | CFO, Head of Business Ops | F - Tax | $263.36 | -7,068 | 16.9K | -30% | -$1.86M | |
| M | 2024-02-27 | 2024-02-26 | LPLA | Audette Matthew J | CFO, Head of Business Ops | S - Sale | $266.52 | -5,574 | 19.1K | -23% | -$1.49M |
| D | 2024-02-22 | 2024-02-20 | LPLA | Arnold Dan H. | Pres, CEO, Dir | M - OptEx | $39.48 | +10.0K | 147.0K | +7% | +$394.8K |
| D | 2024-02-22 | 2024-02-20 | LPLA | Arnold Dan H. | Pres, CEO, Dir | G - Gift | $0.00 | -3,875 | 133.2K | -3% | $0 |
| DM | 2024-02-22 | 2024-02-20 | LPLA | Arnold Dan H. | Pres, CEO, Dir | S - Sale+OE | $256.35 | -10.0K | 137.0K | -7% | -$2.56M |
| D | 2024-02-22 | 2024-02-20 | LPLA | Enyedi Matthew | Managing Dir | S - Sale+OE | $256.94 | -1,381 | 8,634 | -14% | -$354.8K |
| D | 2024-02-22 | 2024-02-20 | LPLA | Enyedi Matthew | Managing Dir | M - OptEx | $45.55 | +1,381 | 10.0K | +16% | +$62.9K |
| D | 2024-02-07 | 2024-02-05 | LPLA | Audette Matthew J | CFO, Head of Business Ops | M - OptEx | $39.48 | +27.7K | 40.3K | +219% | +$1.09M |
| DM | 2024-02-07 | 2024-02-05 | LPLA | Audette Matthew J | CFO, Head of Business Ops | S - Sale+OE | $248.55 | -27.7K | 15.0K | -65% | -$6.89M |
| M | 2023-12-26 | 2023-12-22 | LPLA | SCHIFTER RICHARD P | Dir | G - Gift | $0.00 | -1,628 | 41.3K | -4% | $0 |
| 2023-12-14 | 2023-12-12 | LPLA | Arnold Dan H. | Pres, CEO, Dir | G - Gift | $0.00 | -4,400 | 137.0K | -3% | $0 | |
| M | 2023-11-29 | 2023-11-27 | LPLA | SCHIFTER RICHARD P | Dir | A - Grant | $0.00 | +26 | 42.1K | +0.1% | $0 |
| M | 2023-11-29 | 2023-11-27 | LPLA | BERNARD EDWARD C | Dir | A - Grant | $0.00 | +7 | 13.5K | +0.1% | $0 |
| M | 2023-11-29 | 2023-11-27 | LPLA | Mnookin Allison | Dir | A - Grant | $0.00 | +6 | 9,718 | +0.1% | $0 |
| M | 2023-11-29 | 2023-11-27 | LPLA | Putnam James S | Dir | A - Grant | $0.00 | +15 | 135.3K | +0.0% | $0 |
| M | 2023-11-29 | 2023-11-27 | LPLA | EBERHART PAULETT | Dir | A - Grant | $0.00 | +9 | 20.0K | +0.0% | $0 |
| M | 2023-11-29 | 2023-11-27 | LPLA | Glavin William Francis Jr | Dir | A - Grant | $0.00 | +20 | 21.2K | +0.1% | $0 |
| M | 2023-11-29 | 2023-11-27 | LPLA | Thomas Corey E. | Dir | A - Grant | $0.00 | +10 | 11.8K | +0.1% | $0 |
| 2023-11-14 | 2023-11-09 | LPLA | Arnold Dan H. | Pres, CEO, Dir | G - Gift | $0.00 | -4,440 | 141.4K | -3% | $0 | |
| D | 2023-11-14 | 2023-11-10 | LPLA | Larsen Sallie R. | Managing Dir | S - Sale+OE | $226.57 | -13.5K | 25.2K | -35% | -$3.06M |
| D | 2023-11-14 | 2023-11-10 | LPLA | Larsen Sallie R. | Managing Dir | M - OptEx | $54.81 | +13.5K | 38.7K | +54% | +$739.3K |
| 2023-11-08 | 2023-11-06 | LPLA | Enyedi Matthew | Managing Dir | G - Gift | $0.00 | -1,344 | 8,634 | -13% | $0 | |
| 2023-11-06 | 2023-11-02 | LPLA | Jambusaria Aneri | Managing Dir | S - Sale | $222.37 | -1,930 | 1,802 | -52% | -$429.2K | |
| DM | 2023-09-21 | 2023-09-19+ | LPLA | Arnold Dan H. | Pres, CEO, Dir | M - OptEx | $39.48 | +528 | 146.2K | +0.4% | +$20.8K |
| DM | 2023-09-21 | 2023-09-19+ | LPLA | Arnold Dan H. | Pres, CEO, Dir | S - Sale+OE | $250.02 | -528 | 145.9K | -0.4% | -$132.0K |
| M | 2023-09-15 | 2023-09-13 | LPLA | Steinmeier Richard | Managing Dir | S - Sale | $242.68 | -10.3K | 18.2K | -36% | -$2.50M |
| 2023-09-14 | 2023-09-12 | LPLA | Brown Althea | Managing Dir | A - Grant | $0.00 | +4,319 | 4,319 | New | $0 | |
| DM | 2023-09-05 | 2023-08-22 | LPLA | Enyedi Matthew | Managing Dir | M - OptEx | $45.55 | +3,265 | 13.2K | +33% | +$148.7K |
| D | 2023-09-05 | 2023-08-22 | LPLA | Enyedi Matthew | Managing Dir | S - Sale+OE | $230.86 | -3,265 | 9,978 | -25% | -$753.8K |
| M | 2023-08-29 | 2023-08-25 | LPLA | Thomas Corey E. | Dir | A - Grant | $0.00 | +10 | 11.8K | +0.1% | $0 |
| M | 2023-08-29 | 2023-08-25 | LPLA | Glavin William Francis Jr | Dir | A - Grant | $0.00 | +20 | 21.2K | +0.1% | $0 |
| M | 2023-08-29 | 2023-08-25 | LPLA | SCHIFTER RICHARD P | Dir | A - Grant | $0.00 | +26 | 42.1K | +0.1% | $0 |
| M | 2023-08-29 | 2023-08-25 | LPLA | EBERHART PAULETT | Dir | A - Grant | $0.00 | +9 | 20.0K | +0.0% | $0 |
| M | 2023-08-29 | 2023-08-25 | LPLA | BERNARD EDWARD C | Dir | A - Grant | $0.00 | +7 | 13.5K | +0.1% | $0 |
| M | 2023-08-29 | 2023-08-25 | LPLA | Mnookin Allison | Dir | A - Grant | $0.00 | +6 | 9,712 | +0.1% | $0 |
| M | 2023-08-29 | 2023-08-25 | LPLA | Putnam James S | Dir | A - Grant | $0.00 | +15 | 135.3K | +0.0% | $0 |
| 2023-07-12 | 2023-07-10 | LPLA | Arnold Dan H. | Pres, CEO, Dir | G - Gift | $0.00 | -9,000 | 145.9K | -6% | $0 | |
| 2023-06-13 | 2023-06-12 | LPLA | Gates Greg | Managing Dir | A - Grant | $0.00 | +1,532 | 25.4K | +6% | $0 | |
| 2023-06-07 | 2023-06-05 | LPLA | Jambusaria Aneri | Managing Dir | F - Tax | $199.99 | -896 | 3,732 | -19% | -$179.2K | |
| 2023-06-07 | 2023-06-05 | LPLA | Gates Greg | Managing Dir | F - Tax | $199.99 | -688 | 23.8K | -3% | -$137.6K | |
| M | 2023-06-05 | 2023-06-01 | LPLA | SCHIFTER RICHARD P | Dir | A - Grant | $0.00 | +33 | 42.1K | +0.1% | $0 |
| M | 2023-06-05 | 2023-06-01 | LPLA | Mnookin Allison | Dir | A - Grant | $0.00 | +7 | 9,700 | +0.1% | $0 |
| M | 2023-06-05 | 2023-06-01 | LPLA | Glavin William Francis Jr | Dir | A - Grant | $0.00 | +26 | 21.2K | +0.1% | $0 |
| M | 2023-06-05 | 2023-06-01 | LPLA | Thomas Corey E. | Dir | A - Grant | $0.00 | +13 | 11.8K | +0.1% | $0 |
| M | 2023-06-05 | 2023-06-01 | LPLA | BERNARD EDWARD C | Dir | A - Grant | $0.00 | +9 | 13.5K | +0.1% | $0 |
| M | 2023-06-05 | 2023-06-01 | LPLA | Putnam James S | Dir | A - Grant | $0.00 | +18 | 135.2K | +0.0% | $0 |
| M | 2023-06-05 | 2023-06-01 | LPLA | EBERHART PAULETT | Dir | A - Grant | $0.00 | +10 | 20.0K | +0.1% | $0 |
| M | 2023-05-16 | 2023-05-12 | LPLA | Thomas Corey E. | Dir | A - Grant | $0.00 | +1,290 | 11.3K | +13% | $0 |
| M | 2023-05-16 | 2023-05-12 | LPLA | MULCAHY ANNE M | Dir | A - Grant | $0.00 | +1,290 | 33.9K | +4% | $0 |
| 2023-05-16 | 2023-05-12 | LPLA | Ko Albert J | Dir | A - Grant | $0.00 | +784 | 957 | +453% | $0 | |
| M | 2023-05-16 | 2023-05-12 | LPLA | Glavin William Francis Jr | Dir | A - Grant | $0.00 | +1,290 | 21.2K | +6% | $0 |
| M | 2023-05-16 | 2023-05-12 | LPLA | Putnam James S | Dir | A - Grant | $0.00 | +1,290 | 135.2K | +1.0% | $0 |
| M | 2023-05-16 | 2023-05-12 | LPLA | SCHIFTER RICHARD P | Dir | A - Grant | $0.00 | +1,290 | 42.1K | +3% | $0 |
| M | 2023-05-16 | 2023-05-12 | LPLA | BERNARD EDWARD C | Dir | A - Grant | $0.00 | +1,290 | 13.5K | +11% | $0 |
| 2023-05-16 | 2023-05-12 | LPLA | Mnookin Allison | Dir | A - Grant | $0.00 | +784 | 9,699 | +9% | $0 | |
| 2023-05-16 | 2023-05-12 | LPLA | EBERHART PAULETT | Dir | A - Grant | $0.00 | +784 | 20.0K | +4% | $0 | |
| 2023-05-09 | 2023-05-06 | LPLA | Sethi Kabir | Managing Dir | F - Tax | $190.82 | -1,847 | 11.7K | -14% | -$352.4K | |
| I | 2023-05-05 | 2023-05-04 | LPLA | Glavin William Francis Jr | Dir | P - Purchase | $180.23 | +557 | 2,775 | +25% | +$100.4K |
| 2023-04-26 | 2023-04-24 | LPLA | EBERHART PAULETT | Dir | G - Gift | $0.00 | -2,870 | 19.2K | -13% | $0 | |
| M | 2023-03-30 | 2023-03-28 | LPLA | Putnam James S | Dir | A - Grant | $0.00 | +17 | 133.9K | +0.0% | $0 |
| M | 2023-03-30 | 2023-03-28 | LPLA | EBERHART PAULETT | Dir | A - Grant | $0.00 | +9 | 22.1K | +0.0% | $0 |
| M | 2023-03-30 | 2023-03-28 | LPLA | Mnookin Allison | Dir | A - Grant | $0.00 | +6 | 8,915 | +0.1% | $0 |
| M | 2023-03-30 | 2023-03-28 | LPLA | BERNARD EDWARD C | Dir | A - Grant | $0.00 | +8 | 12.2K | +0.1% | $0 |
| M | 2023-03-30 | 2023-03-28 | LPLA | Glavin William Francis Jr | Dir | A - Grant | $0.00 | +24 | 19.9K | +0.1% | $0 |
| M | 2023-03-30 | 2023-03-28 | LPLA | Thomas Corey E. | Dir | A - Grant | $0.00 | +12 | 10.5K | +0.1% | $0 |
| M | 2023-03-30 | 2023-03-28 | LPLA | SCHIFTER RICHARD P | Dir | A - Grant | $0.00 | +31 | 40.8K | +0.1% | $0 |
| 2023-03-15 | 2023-03-13 | LPLA | SCHIFTER RICHARD P | Dir | J - Other | — | -11.6K | 40.8K | -22% | — | |
| 2023-02-28 | 2023-02-25 | LPLA | Sethi Kabir | Managing Dir | A - Grant | $0.00 | +1,476 | 13.6K | +12% | $0 | |
| M | 2023-02-28 | 2023-02-25 | LPLA | Arnold Dan H. | Pres, CEO, Dir | A - Grant | $0.00 | +79.5K | 193.3K | +70% | $0 |
| 2023-02-28 | 2023-02-25 | LPLA | Arnold Dan H. | Pres, CEO, Dir | F - Tax | $247.30 | -39.5K | 181.7K | -18% | -$9.77M | |
| M | 2023-02-28 | 2023-02-27 | LPLA | Arnold Dan H. | Pres, CEO, Dir | S - Sale | $246.20 | -38.4K | 192.2K | -17% | -$9.46M |
| M | 2023-02-28 | 2023-02-27 | LPLA | Oroschakoff Michelle | Managing Dir | S - Sale | $246.18 | -4,809 | 27.7K | -15% | -$1.18M |
| M | 2023-02-28 | 2023-02-25 | LPLA | Oroschakoff Michelle | Managing Dir | A - Grant | $0.00 | +10.5K | 32.5K | +48% | $0 |
| 2023-02-28 | 2023-02-25 | LPLA | Oroschakoff Michelle | Managing Dir | F - Tax | $247.30 | -5,186 | 27.3K | -16% | -$1.28M | |
| 2023-02-28 | 2023-02-25 | LPLA | Simonich Brent | Principal Accounting Off | A - Grant | $0.00 | +1,086 | 6,773 | +19% | $0 | |
| 2023-02-28 | 2023-02-25 | LPLA | Simonich Brent | Principal Accounting Off | F - Tax | $247.30 | -355 | 5,687 | -6% | -$87.8K | |
| M | 2023-02-28 | 2023-02-27 | LPLA | Audette Matthew J | CFO | S - Sale | $246.17 | -7,111 | 18.2K | -28% | -$1.75M |
| M | 2023-02-28 | 2023-02-25 | LPLA | Audette Matthew J | CFO | A - Grant | $0.00 | +15.9K | 26.8K | +146% | $0 |
| 2023-02-28 | 2023-02-25 | LPLA | Audette Matthew J | CFO | F - Tax | $247.30 | -8,788 | 18.0K | -33% | -$2.17M | |
| M | 2023-02-28 | 2023-02-25 | LPLA | Enyedi Matthew | Managing Dir | A - Grant | $0.00 | +7,805 | 12.0K | +187% | $0 |
| 2023-02-28 | 2023-02-25 | LPLA | Enyedi Matthew | Managing Dir | F - Tax | $247.30 | -3,477 | 8,497 | -29% | -$859.9K | |
| 2023-02-28 | 2023-02-25 | LPLA | Jambusaria Aneri | Managing Dir | A - Grant | $0.00 | +776 | 4,628 | +20% | $0 | |
| 2023-02-28 | 2023-02-25 | LPLA | Jambusaria Aneri | Managing Dir | F - Tax | $247.30 | -276 | 3,852 | -7% | -$68.3K | |
| M | 2023-02-28 | 2023-02-25 | LPLA | Gates Greg | Managing Dir | A - Grant | $0.00 | +5,938 | 25.5K | +30% | $0 |
| 2023-02-28 | 2023-02-25 | LPLA | Gates Greg | Managing Dir | F - Tax | $247.30 | -2,540 | 23.0K | -10% | -$628.1K | |
| M | 2023-02-28 | 2023-02-25 | LPLA | Steinmeier Richard | Managing Dir | A - Grant | $0.00 | +14.3K | 32.7K | +77% | $0 |
| 2023-02-28 | 2023-02-25 | LPLA | Steinmeier Richard | Managing Dir | F - Tax | $247.30 | -7,379 | 25.4K | -23% | -$1.82M | |
| 2023-02-28 | 2023-02-25 | LPLA | SEMERJIAN DAYTON | Managing Dir | A - Grant | $0.00 | +11.1K | 25.4K | +77% | $0 | |
| 2023-02-28 | 2023-02-25 | LPLA | SEMERJIAN DAYTON | Managing Dir | F - Tax | $247.30 | -6,323 | 19.1K | -25% | -$1.56M | |
| 2023-02-28 | 2023-02-25 | LPLA | Larsen Sallie R. | Managing Dir | F - Tax | $247.30 | -4,281 | 27.1K | -14% | -$1.06M | |
| 2023-02-28 | 2023-02-27 | LPLA | Larsen Sallie R. | Managing Dir | S - Sale | $248.13 | -4,439 | 25.2K | -15% | -$1.10M |
Purchase Sale Sale after option exercise All abbreviations