Form 4 for LPLA LPL Financial Holdings Inc.
Accepted 2023-05-09 00:00:00 ET · period of report 2023-05-06 · accession 0001397911-23-000076 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-05-09 | 2023-05-06 | LPLA | Sethi Kabir | Managing Dir | F - Tax | $190.82 | -1,847 | 11.7K | -14% | -$352.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-06 | F | D | 1,847 | $190.82 | 11,737 | D | — | — | (F1) Consists of (i) 2,189 shares of Common Stock; (ii) 8,072 restricted stock units that vest ratably on each of May 6, 2024 and May 6, 2025; and (iii) 1,476 restricted stock units that vest ratably on each of February 25, 2024, February 25, 2025 and February 25, 2026. |