Form 4 for LPLA LPL Financial Holdings Inc.
Accepted 2023-05-05 00:00:00 ET · period of report 2023-05-04 · accession 0001397911-23-000074 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-05-05 | 2023-05-04 | LPLA | Glavin William Francis Jr | Dir | P - Purchase | $180.23 | +557 | 2,775 | +25% | +$100.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-04 | P | A | 557 | $180.23 | 2,775 | I Held by Spouse's Trust | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were purchased at prices ranging from $179.89 to $180.42, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. (F2) The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |