Form 4 for LPLA LPL Financial Holdings Inc.
Accepted 2023-09-14 00:00:00 ET · period of report 2023-09-12 · accession 0001397911-23-000149 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-09-14 | 2023-09-12 | LPLA | Brown Althea | Managing Dir | A - Grant | $0.00 | +4,319 | 4,319 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-12 | A | A | 4,319 | $0.00 | 4,319 | D | — | — | (F1) These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of September 12, 2024, September 12, 2025 and September 12, 2026. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. |