Form 4 for LPLA LPL Financial Holdings Inc.
Accepted 2024-02-22 00:00:00 ET · period of report 2024-02-20 · accession 0001397911-24-000015 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-22 | 2024-02-20 | LPLA | Enyedi Matthew | Managing Dir | S - Sale+OE | $256.94 | -1,381 | 8,634 | -14% | -$354.8K |
| D | 2024-02-22 | 2024-02-20 | LPLA | Enyedi Matthew | Managing Dir | M - OptEx | $45.55 | +1,381 | 10.0K | +16% | +$62.9K |
| D | 2024-02-22 | 2024-02-20 | LPLA | Enyedi Matthew | Managing Dir | M - OptEx | $0.00 | -1,381 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-20 | S | D | 1,381 | $256.94 | 8,634 | D | — | — | (F3) Consists of (i) 5,484 shares of Common Stock; (ii) 655 restricted stock units that vest in full on February 25, 2024; (iii) 1,014 restricted stock units that vest ratably on each of February 25, 2024 and February 25, 2025; and (iv) 1,481 restricted stock units that vest ratably on each of February 25, 2024, February 25, 2025 and February 25, 2026. |
| 2 | Common | Common Stock | 2024-02-20 | M | A | 1,381 | $45.55 | 10,015 | D | — | — | |
| 3 | Derivative | Option to purchase Common Stock | 2024-02-20 | M | D | 1,381 | $0.00 | 0 | D | $45.55 · 2018-03-06 to 2025-03-06 | 1,381 Common Stock | (F4) This option became exercisable in full on the third anniversary of the date on which it was granted. |