LPLA LPL Financial Holdings Inc.
Nasdaq · SEC CIK 1397911 · EDGAR
- Bought, last 12 months
- $0 0 purchases by 0 insiders
- Sold, last 12 months
- $7.97M 15 sales by 7 insiders
- Filings on record
- 340 since 2021-07-21, latest 2026-09-14 16:19
BoughtSold
Most active insiders, 12 months
| Insider | Title | Bought | Sold |
|---|---|---|---|
| Gates Greg | Group Managing Dir | — | $2.54M |
| Steinmeier Richard | CEO | — | $1.88M |
| Enyedi Matthew | Group Managing Dir | — | $1.03M |
| Audette Matthew J | Pres, CFO | — | $1.03M |
| Cohen Marc Eliot | Group Managing Dir | — | $1.02M |
| Jambusaria Aneri | Group Managing Dir | — | $326.8K |
| Reeping Katharine | Principal Accounting Off | — | $153.0K |
| Morningstar Matthew | Group Managing Dir | — | — |
| Field Emily | Group Managing Dir | — | — |
| Khanna Somesh | Dir | — | — |
Transactions 437
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-02-28 | 2023-02-25 | LPLA | Larsen Sallie R. | Managing Dir | A - Grant | $0.00 | +9,361 | 29.6K | +46% | $0 |
| M | 2023-02-21 | 2023-02-16+ | LPLA | Oroschakoff Michelle | Managing Dir | S - Sale | $248.98 | -17.8K | 33.1K | -35% | -$4.43M |
| DM | 2023-02-15 | 2023-02-13 | LPLA | Larsen Sallie R. | Managing Dir | S - Sale+OE | $241.84 | -20.5K | 30.4K | -40% | -$4.96M |
| D | 2023-02-15 | 2023-02-13 | LPLA | Larsen Sallie R. | Managing Dir | M - OptEx | $31.60 | +20.5K | 45.1K | +84% | +$648.4K |
| DM | 2023-02-08 | 2023-02-06 | LPLA | Audette Matthew J | CFO | S - Sale+OE | $239.30 | -20.8K | 26.6K | -44% | -$4.98M |
| D | 2023-02-08 | 2023-02-06 | LPLA | Audette Matthew J | CFO | M - OptEx | $19.85 | +20.8K | 33.5K | +164% | +$413.1K |
| 2023-02-03 | 2023-02-01 | LPLA | Ko Albert J | Dir | A - Grant | $0.00 | +173 | 173 | New | $0 | |
| 2022-11-30 | 2022-11-28 | LPLA | Thomas Corey E. | Dir | A - Grant | $0.00 | +8 | 10.5K | +0.1% | $0 | |
| 2022-11-30 | 2022-11-28 | LPLA | Mnookin Allison | Dir | A - Grant | $0.00 | +4 | 8,909 | +0.0% | $0 | |
| 2022-11-30 | 2022-11-28 | LPLA | BERNARD EDWARD C | Dir | A - Grant | $0.00 | +5 | 12.2K | +0.0% | $0 | |
| 2022-11-30 | 2022-11-28 | LPLA | SCHIFTER RICHARD P | Dir | A - Grant | $0.00 | +20 | 52.4K | +0.0% | $0 | |
| 2022-11-30 | 2022-11-28 | LPLA | EBERHART PAULETT | Dir | A - Grant | $0.00 | +6 | 22.1K | +0.0% | $0 | |
| 2022-11-30 | 2022-11-28 | LPLA | Glavin William Francis Jr | Dir | A - Grant | $0.00 | +16 | 19.9K | +0.1% | $0 | |
| 2022-11-30 | 2022-11-28 | LPLA | Putnam James S | Dir | A - Grant | $0.00 | +10 | 133.9K | +0.0% | $0 | |
| 2022-11-21 | 2022-11-18 | LPLA | Simonich Brent | EVP, CAO, Treas | P - Purchase | $219.15 | +920 | 6,042 | +18% | +$201.6K | |
| I | 2022-11-21 | 2022-11-18 | LPLA | Glavin William Francis Jr | Dir | P - Purchase | $217.74 | +458 | 2,218 | +26% | +$99.7K |
| D | 2022-11-21 | 2022-11-17 | LPLA | Oroschakoff Michelle | Managing Dir | S - Sale+OE | $213.80 | -5,213 | 41.1K | -11% | -$1.11M |
| D | 2022-11-21 | 2022-11-17 | LPLA | Oroschakoff Michelle | Managing Dir | M - OptEx | $77.53 | +7,680 | 46.3K | +20% | +$595.4K |
| DM | 2022-11-02 | 2022-10-31 | LPLA | Audette Matthew J | CFO | S - Sale+OE | $257.09 | -20.0K | 17.1K | -54% | -$5.14M |
| D | 2022-11-02 | 2022-10-31 | LPLA | Audette Matthew J | CFO | M - OptEx | $19.85 | +20.0K | 32.7K | +158% | +$397.0K |
| D | 2022-10-07 | 2022-10-05 | LPLA | Arnold Dan H. | Pres, CEO, Dir | M - OptEx | $39.48 | +20.0K | 177.8K | +13% | +$789.6K |
| D | 2022-10-07 | 2022-09-14 | LPLA | Arnold Dan H. | Pres, CEO, Dir | G - Gift | $0.00 | -4,785 | 157.8K | -3% | $0 |
| D | 2022-10-07 | 2022-10-05 | LPLA | Arnold Dan H. | Pres, CEO, Dir | S - Sale+OE | $240.27 | -20.0K | 157.8K | -11% | -$4.81M |
| 2022-09-09 | 2022-09-07 | LPLA | Steinmeier Richard | Managing Dir | F - Tax | $223.79 | -3,737 | 20.3K | -16% | -$836.3K | |
| 2022-09-02 | 2022-08-31 | LPLA | Mnookin Allison | Dir | A - Grant | $0.00 | +4 | 8,905 | +0.0% | $0 | |
| 2022-09-02 | 2022-08-31 | LPLA | Thomas Corey E. | Dir | A - Grant | $0.00 | +8 | 10.5K | +0.1% | $0 | |
| 2022-09-02 | 2022-08-31 | LPLA | SCHIFTER RICHARD P | Dir | A - Grant | $0.00 | +22 | 52.3K | +0.0% | $0 | |
| 2022-09-02 | 2022-08-31 | LPLA | EBERHART PAULETT | Dir | A - Grant | $0.00 | +6 | 22.0K | +0.0% | $0 | |
| 2022-09-02 | 2022-08-31 | LPLA | Glavin William Francis Jr | Dir | A - Grant | $0.00 | +16 | 19.8K | +0.1% | $0 | |
| 2022-09-02 | 2022-08-31 | LPLA | BERNARD EDWARD C | Dir | A - Grant | $0.00 | +5 | 12.2K | +0.0% | $0 | |
| 2022-09-02 | 2022-08-31 | LPLA | Putnam James S | Dir | A - Grant | $0.00 | +12 | 133.9K | +0.0% | $0 | |
| DM | 2022-08-19 | 2022-08-17 | LPLA | Arnold Dan H. | Pres, CEO, Dir | S - Sale+OE | $230.63 | -11.4K | 162.6K | -7% | -$2.63M |
| D | 2022-08-19 | 2022-08-17 | LPLA | Arnold Dan H. | Pres, CEO, Dir | M - OptEx | $39.48 | +11.4K | 174.0K | +7% | +$449.7K |
| DM | 2022-08-19 | 2022-08-17 | LPLA | Oroschakoff Michelle | Managing Dir | S - Sale+OE | $227.57 | -12.9K | 38.6K | -25% | -$2.93M |
| D | 2022-08-19 | 2022-08-17 | LPLA | Oroschakoff Michelle | Managing Dir | M - OptEx | $65.50 | +9,448 | 51.5K | +22% | +$618.8K |
| DM | 2022-08-17 | 2022-08-15+ | LPLA | Arnold Dan H. | Pres, CEO, Dir | S - Sale+OE | $226.78 | -13.6K | 162.6K | -8% | -$3.09M |
| DM | 2022-08-17 | 2022-08-15+ | LPLA | Arnold Dan H. | Pres, CEO, Dir | M - OptEx | $39.48 | +13.6K | 172.6K | +9% | +$537.3K |
| D | 2022-08-08 | 2022-08-04 | LPLA | Steinmeier Richard | Managing Dir | S - Sale+OE | $216.64 | -7,355 | 24.1K | -23% | -$1.59M |
| D | 2022-08-08 | 2022-08-04 | LPLA | Steinmeier Richard | Managing Dir | M - OptEx | $77.53 | +7,355 | 31.4K | +31% | +$570.2K |
| D | 2022-08-02 | 2022-07-29 | LPLA | Arnold Dan H. | Pres, CEO, Dir | M - OptEx | $19.85 | +39.0K | 201.6K | +24% | +$774.4K |
| D | 2022-08-02 | 2022-07-29 | LPLA | Arnold Dan H. | Pres, CEO, Dir | S - Sale+OE | $210.33 | -39.0K | 162.6K | -19% | -$8.21M |
| M | 2022-06-28 | 2022-06-24 | LPLA | EBERHART PAULETT | Dir | A - Grant | $0.00 | +8 | 22.0K | +0.0% | $0 |
| M | 2022-06-28 | 2022-06-24 | LPLA | Mnookin Allison | Dir | A - Grant | $0.00 | +5 | 8,897 | +0.1% | $0 |
| M | 2022-06-28 | 2022-06-24 | LPLA | Glavin William Francis Jr | Dir | A - Grant | $0.00 | +19 | 19.8K | +0.1% | $0 |
| M | 2022-06-28 | 2022-06-24 | LPLA | Thomas Corey E. | Dir | A - Grant | $0.00 | +9 | 10.4K | +0.1% | $0 |
| M | 2022-06-28 | 2022-06-24 | LPLA | BERNARD EDWARD C | Dir | A - Grant | $0.00 | +6 | 12.2K | +0.0% | $0 |
| M | 2022-06-28 | 2022-06-24 | LPLA | SCHIFTER RICHARD P | Dir | A - Grant | $0.00 | +25 | 52.3K | +0.0% | $0 |
| M | 2022-06-28 | 2022-06-24 | LPLA | Putnam James S | Dir | A - Grant | $0.00 | +14 | 133.9K | +0.0% | $0 |
| 2022-06-06 | 2022-06-05 | LPLA | Gates Greg | Managing Dir | F - Tax | $198.05 | -695 | 21.1K | -3% | -$137.6K | |
| DM | 2022-05-31 | 2022-05-26+ | LPLA | Arnold Dan H. | Pres, CEO, Dir | S - Sale+OE | $197.29 | -39.0K | 162.6K | -19% | -$7.70M |
| DM | 2022-05-31 | 2022-05-26+ | LPLA | Arnold Dan H. | Pres, CEO, Dir | M - OptEx | $19.85 | +39.0K | 182.1K | +27% | +$774.5K |
| D | 2022-05-31 | 2022-03-18 | LPLA | Arnold Dan H. | Pres, CEO, Dir | G - Gift | $0.00 | -16.7K | 162.6K | -9% | $0 |
| M | 2022-05-23 | 2022-05-19 | LPLA | Glavin William Francis Jr | Dir | A - Grant | $0.00 | +1,339 | 19.3K | +7% | $0 |
| M | 2022-05-23 | 2022-05-19 | LPLA | SCHIFTER RICHARD P | Dir | A - Grant | $0.00 | +1,339 | 52.3K | +3% | $0 |
| M | 2022-05-23 | 2022-05-19 | LPLA | MULCAHY ANNE M | Dir | A - Grant | $0.00 | +1,339 | 32.6K | +4% | $0 |
| 2022-05-23 | 2022-05-19 | LPLA | Mnookin Allison | Dir | A - Grant | $0.00 | +814 | 8,896 | +10% | $0 | |
| M | 2022-05-23 | 2022-05-19 | LPLA | Putnam James S | Dir | A - Grant | $0.00 | +1,339 | 133.9K | +1% | $0 |
| M | 2022-05-23 | 2022-05-19 | LPLA | Thomas Corey E. | Dir | A - Grant | $0.00 | +1,339 | 9,915 | +16% | $0 |
| M | 2022-05-23 | 2022-05-19 | LPLA | BERNARD EDWARD C | Dir | A - Grant | $0.00 | +1,339 | 12.2K | +12% | $0 |
| 2022-05-23 | 2022-05-19 | LPLA | EBERHART PAULETT | Dir | A - Grant | $0.00 | +814 | 22.0K | +4% | $0 | |
| DM | 2022-05-18 | 2022-05-16 | LPLA | Oroschakoff Michelle | Managing Dir | S - Sale+OE | $172.23 | -15.7K | 42.4K | -27% | -$2.71M |
| DM | 2022-05-18 | 2022-05-16 | LPLA | Oroschakoff Michelle | Managing Dir | M - OptEx | $32.42 | +19.9K | 45.0K | +79% | +$645.3K |
| D | 2022-05-13 | 2022-05-11 | LPLA | Larsen Sallie R. | Managing Dir | M - OptEx | $31.61 | +15.8K | 24.6K | +181% | +$499.9K |
| 2022-05-10 | 2022-05-06 | LPLA | Sethi Kabir | Managing Dir | A - Grant | $0.00 | +12.1K | 12.1K | New | $0 | |
| M | 2022-03-31 | 2022-03-29 | LPLA | Glavin William Francis Jr | Dir | A - Grant | $0.00 | +18 | 18.5K | +0.1% | $0 |
| M | 2022-03-31 | 2022-03-29 | LPLA | Mnookin Allison | Dir | A - Grant | $0.00 | +4 | 8,079 | +0.0% | $0 |
| M | 2022-03-31 | 2022-03-29 | LPLA | SCHIFTER RICHARD P | Dir | A - Grant | $0.00 | +25 | 50.9K | +0.0% | $0 |
| M | 2022-03-31 | 2022-03-29 | LPLA | Putnam James S | Dir | A - Grant | $0.00 | +14 | 132.5K | +0.0% | $0 |
| M | 2022-03-31 | 2022-03-29 | LPLA | Thomas Corey E. | Dir | A - Grant | $0.00 | +8 | 9,101 | +0.1% | $0 |
| M | 2022-03-31 | 2022-03-29 | LPLA | BERNARD EDWARD C | Dir | A - Grant | $0.00 | +5 | 10.9K | +0.0% | $0 |
| M | 2022-03-31 | 2022-03-29 | LPLA | EBERHART PAULETT | Dir | A - Grant | $0.00 | +7 | 21.2K | +0.0% | $0 |
| D | 2022-03-16 | 2022-03-14 | LPLA | Enyedi Matthew | Managing Dir | M - OptEx | $45.55 | +1,900 | 7,550 | +34% | +$86.5K |
| D | 2022-03-16 | 2022-03-14 | LPLA | Enyedi Matthew | Managing Dir | S - Sale+OE | $159.25 | -1,900 | 5,650 | -25% | -$302.6K |
| MI | 2022-03-10 | 2022-03-08 | LPLA | Glavin William Francis Jr | Dir | P - Purchase | $141.59 | +1,760 | 1,760 | New | +$249.2K |
| M | 2022-03-01 | 2022-02-25 | LPLA | Steinmeier Richard | Managing Dir | A - Grant | $0.00 | +9,146 | 25.7K | +55% | $0 |
| 2022-03-01 | 2022-02-25 | LPLA | Steinmeier Richard | Managing Dir | F - Tax | $182.73 | -4,234 | 21.5K | -16% | -$773.7K | |
| 2022-03-01 | 2022-02-25 | LPLA | Larsen Sallie R. | Managing Dir | F - Tax | $182.73 | -2,764 | 11.9K | -19% | -$505.1K | |
| M | 2022-03-01 | 2022-02-25 | LPLA | Larsen Sallie R. | Managing Dir | A - Grant | $0.00 | +6,548 | 13.2K | +98% | $0 |
| 2022-03-01 | 2022-02-28 | LPLA | Larsen Sallie R. | Managing Dir | S - Sale | $177.77 | -4,506 | 8,740 | -34% | -$801.0K | |
| 2022-03-01 | 2022-02-25 | LPLA | Enyedi Matthew | Managing Dir | A - Grant | $0.00 | +1,521 | 5,650 | +37% | $0 | |
| 2022-03-01 | 2022-02-25 | LPLA | Enyedi Matthew | Managing Dir | F - Tax | $182.73 | -643 | 4,129 | -13% | -$117.5K | |
| M | 2022-03-01 | 2022-02-28 | LPLA | Arnold Dan H. | Pres, CEO, Dir | S - Sale | $180.77 | -23.1K | 198.1K | -10% | -$4.18M |
| M | 2022-03-01 | 2022-02-25 | LPLA | Arnold Dan H. | Pres, CEO, Dir | A - Grant | $0.00 | +57.6K | 202.4K | +40% | $0 |
| 2022-03-01 | 2022-02-25 | LPLA | Arnold Dan H. | Pres, CEO, Dir | F - Tax | $182.73 | -27.3K | 190.6K | -13% | -$5.00M | |
| M | 2022-03-01 | 2022-02-25 | LPLA | Audette Matthew J | CFO | A - Grant | $0.00 | +13.8K | 18.4K | +301% | $0 |
| 2022-03-01 | 2022-02-25 | LPLA | Audette Matthew J | CFO | F - Tax | $182.73 | -7,795 | 16.1K | -33% | -$1.42M | |
| M | 2022-03-01 | 2022-02-28 | LPLA | Audette Matthew J | CFO | S - Sale | $180.76 | -5,780 | 18.1K | -24% | -$1.04M |
| 2022-03-01 | 2022-02-25 | LPLA | White George Burton | Managing Dir | F - Tax | $182.73 | -4,964 | 49.6K | -9% | -$907.1K | |
| 2022-03-01 | 2022-02-25 | LPLA | White George Burton | Managing Dir | A - Grant | $0.00 | +7,914 | 54.5K | +17% | $0 | |
| M | 2022-03-01 | 2022-02-25 | LPLA | Oroschakoff Michelle | Managing Dir | A - Grant | $0.00 | +8,641 | 37.9K | +30% | $0 |
| 2022-03-01 | 2022-02-25 | LPLA | Oroschakoff Michelle | Managing Dir | F - Tax | $182.73 | -4,733 | 36.1K | -12% | -$864.9K | |
| 2022-03-01 | 2022-02-25 | LPLA | SEMERJIAN DAYTON | Managing Dir | A - Grant | $0.00 | +2,044 | 14.4K | +17% | $0 | |
| 2022-03-01 | 2022-02-25 | LPLA | SEMERJIAN DAYTON | Managing Dir | F - Tax | $182.73 | -779 | 12.3K | -6% | -$142.3K | |
| M | 2022-03-01 | 2022-02-28 | LPLA | Fandrey Edward | Managing Dir | S - Sale | $180.85 | -1,255 | 15.3K | -8% | -$227.0K |
| 2022-03-01 | 2022-02-25 | LPLA | Fandrey Edward | Managing Dir | F - Tax | $182.73 | -1,114 | 16.5K | -6% | -$203.6K | |
| 2022-03-01 | 2022-02-25 | LPLA | Simonich Brent | EVP, CAO, Treas | A - Grant | $0.00 | +1,419 | 5,122 | +38% | $0 | |
| 2022-03-01 | 2022-02-25 | LPLA | Simonich Brent | EVP, CAO, Treas | F - Tax | $182.73 | -233 | 3,703 | -6% | -$42.6K | |
| 2022-03-01 | 2022-02-25 | LPLA | Gates Greg | Managing Dir | F - Tax | $182.73 | -729 | 19.8K | -4% | -$133.2K | |
| 2022-03-01 | 2022-02-25 | LPLA | Gates Greg | Managing Dir | A - Grant | $0.00 | +2,057 | 21.8K | +10% | $0 | |
| DM | 2022-02-18 | 2022-02-16 | LPLA | Oroschakoff Michelle | Managing Dir | S - Sale+OE | $185.59 | -15.2K | 39.1K | -28% | -$2.82M |
Purchase Sale Sale after option exercise All abbreviations