Form 4 for LPLA LPL Financial Holdings Inc.
Accepted 2022-09-09 00:00:00 ET · period of report 2022-09-07 · accession 0001397911-22-000146 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-09-09 | 2022-09-07 | LPLA | Steinmeier Richard | Managing Dir | F - Tax | $223.79 | -3,737 | 20.3K | -16% | -$836.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-07 | F | D | 3,737 | $223.79 | 20,341 | D | — | — | (F1) Consists of (i) 13,511 shares of Common Stock; (ii) 1,378 restricted stock units that vest in full on February 25, 2023; (iii) 2,840 restricted stock units that vest ratably on each of February 25, 2023 and February 25, 2024; and (iv) 2,612 restricted stock units that vest ratably on each of February 25, 2023, February 25, 2024 and February 25, 2025. |