LPLA LPL Financial Holdings Inc.
Nasdaq · SEC CIK 1397911 · EDGAR
- Bought, last 12 months
- $0 0 purchases by 0 insiders
- Sold, last 12 months
- $7.97M 15 sales by 7 insiders
- Filings on record
- 340 since 2021-07-21, latest 2026-09-14 16:19
BoughtSold
Most active insiders, 12 months
| Insider | Title | Bought | Sold |
|---|---|---|---|
| Gates Greg | Group Managing Dir | — | $2.54M |
| Steinmeier Richard | CEO | — | $1.88M |
| Enyedi Matthew | Group Managing Dir | — | $1.03M |
| Audette Matthew J | Pres, CFO | — | $1.03M |
| Cohen Marc Eliot | Group Managing Dir | — | $1.02M |
| Jambusaria Aneri | Group Managing Dir | — | $326.8K |
| Reeping Katharine | Principal Accounting Off | — | $153.0K |
| Morningstar Matthew | Group Managing Dir | — | — |
| Field Emily | Group Managing Dir | — | — |
| Khanna Somesh | Dir | — | — |
Transactions 437
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-18 | 2022-02-16 | LPLA | Oroschakoff Michelle | Managing Dir | M - OptEx | $19.85 | +20.0K | 49.2K | +68% | +$397.0K |
| 2022-02-14 | 2021-11-16 | LPLA | Arnold Dan H. | Pres, CEO, Dir | G - Gift | $0.00 | -3,571 | 177.4K | -2% | $0 | |
| 2022-02-14 | 2022-02-13 | LPLA | Arnold Dan H. | Pres, CEO, Dir | F - Tax | $187.08 | -5,312 | 172.1K | -3% | -$993.8K | |
| DM | 2022-02-09 | 2022-02-07 | LPLA | Audette Matthew J | CFO | S - Sale+OE | $181.20 | -20.0K | 29.3K | -41% | -$3.62M |
| D | 2022-02-09 | 2022-02-07 | LPLA | Audette Matthew J | CFO | M - OptEx | $19.85 | +20.0K | 32.4K | +161% | +$397.0K |
| DM | 2022-02-09 | 2022-02-07 | LPLA | White George Burton | Managing Dir | S - Sale+OE | $181.18 | -80.4K | 46.6K | -63% | -$14.56M |
| DM | 2022-02-09 | 2022-02-07 | LPLA | White George Burton | Managing Dir | M - OptEx | $29.48 | +80.4K | 111.6K | +257% | +$2.37M |
| 2021-12-13 | 2021-12-10 | LPLA | Gates Greg | Managing Dir | F - Tax | $160.27 | -2,314 | 20.5K | -10% | -$370.9K | |
| D | 2021-12-09 | 2021-12-07 | LPLA | White George Burton | Managing Dir | S - Sale+OE | $166.10 | -22.3K | 46.6K | -32% | -$3.70M |
| DM | 2021-12-09 | 2021-12-07 | LPLA | White George Burton | Managing Dir | M - OptEx | $41.71 | +22.3K | 68.9K | +48% | +$928.8K |
| M | 2021-12-01 | 2021-11-29 | LPLA | SCHIFTER RICHARD P | Dir | A - Grant | $0.00 | +31 | 50.9K | +0.1% | $0 |
| M | 2021-12-01 | 2021-11-29 | LPLA | Thomas Corey E. | Dir | A - Grant | $0.00 | +11 | 9,093 | +0.1% | $0 |
| M | 2021-12-01 | 2021-11-30 | LPLA | Fandrey Edward | Managing Dir | S - Sale | $158.56 | -1,784 | 18.6K | -9% | -$282.9K |
| M | 2021-12-01 | 2021-11-29 | LPLA | BERNARD EDWARD C | Dir | A - Grant | $0.00 | +7 | 10.9K | +0.1% | $0 |
| M | 2021-12-01 | 2021-11-29 | LPLA | EBERHART PAULETT | Dir | A - Grant | $0.00 | +8 | 21.2K | +0.0% | $0 |
| M | 2021-12-01 | 2021-11-29 | LPLA | Glavin William Francis Jr | Dir | A - Grant | $0.00 | +24 | 18.4K | +0.1% | $0 |
| M | 2021-12-01 | 2021-11-29 | LPLA | Mnookin Allison | Dir | A - Grant | $0.00 | +5 | 8,078 | +0.1% | $0 |
| M | 2021-12-01 | 2021-11-29 | LPLA | Putnam James S | Dir | A - Grant | $0.00 | +16 | 132.5K | +0.0% | $0 |
| 2021-11-26 | 2021-11-24 | LPLA | Fandrey Edward | Managing Dir | F - Tax | $171.99 | -1,755 | 19.4K | -8% | -$301.8K | |
| DM | 2021-11-18 | 2021-11-16 | LPLA | Oroschakoff Michelle | Managing Dir | S - Sale+OE | $166.97 | -17.0K | 33.6K | -34% | -$2.84M |
| DM | 2021-11-18 | 2021-11-16 | LPLA | Oroschakoff Michelle | Managing Dir | M - OptEx | $34.38 | +20.0K | 37.5K | +114% | +$687.6K |
| 2021-09-09 | 2021-09-07 | LPLA | Steinmeier Richard | Managing Dir | F - Tax | $147.69 | -3,736 | 19.2K | -16% | -$551.8K | |
| M | 2021-08-31 | 2021-08-27 | LPLA | Thomas Corey E. | Dir | A - Grant | $0.00 | +11 | 9,072 | +0.1% | $0 |
| M | 2021-08-31 | 2021-08-27 | LPLA | BERNARD EDWARD C | Dir | A - Grant | $0.00 | +7 | 10.9K | +0.1% | $0 |
| M | 2021-08-31 | 2021-08-27 | LPLA | Glavin William Francis Jr | Dir | A - Grant | $0.00 | +25 | 18.4K | +0.1% | $0 |
| M | 2021-08-31 | 2021-08-27 | LPLA | SCHIFTER RICHARD P | Dir | A - Grant | $0.00 | +34 | 50.9K | +0.1% | $0 |
| M | 2021-08-31 | 2021-08-27 | LPLA | Putnam James S | Dir | A - Grant | $0.00 | +18 | 132.5K | +0.0% | $0 |
| M | 2021-08-31 | 2021-08-27 | LPLA | Mnookin Allison | Dir | A - Grant | $0.00 | +5 | 8,073 | +0.1% | $0 |
| M | 2021-08-31 | 2021-08-27 | LPLA | EBERHART PAULETT | Dir | A - Grant | $0.00 | +9 | 21.2K | +0.0% | $0 |
| 2021-08-27 | 2021-08-25 | LPLA | Fandrey Edward | Managing Dir | F - Tax | $148.37 | -1,755 | 23.0K | -7% | -$260.4K | |
| 2021-08-27 | 2021-08-26 | LPLA | Fandrey Edward | Managing Dir | S - Sale | $148.78 | -1,784 | 21.2K | -8% | -$265.4K | |
| 2021-08-26 | 2021-08-20 | LPLA | Arnold Dan H. | Pres, CEO, Dir | G - Gift | $0.00 | -23.0K | 181.0K | -11% | $0 | |
| DM | 2021-08-18 | 2021-08-16 | LPLA | Oroschakoff Michelle | Managing Dir | M - OptEx | $46.66 | +20.0K | 39.6K | +102% | +$933.1K |
| DM | 2021-08-18 | 2021-08-16 | LPLA | Oroschakoff Michelle | Managing Dir | S - Sale+OE | $144.12 | -18.2K | 38.5K | -32% | -$2.62M |
| 2021-08-18 | 2021-08-16 | LPLA | Larsen Sallie R. | Managing Dir | S - Sale | $143.98 | -8,669 | 9,462 | -48% | -$1.25M | |
| D | 2021-07-21 | 2021-07-20 | LPLA | Enyedi Matthew | Managing Dir | S - Sale+OE | $130.00 | -7,712 | 4,772 | -62% | -$1.00M |
| DM | 2021-07-21 | 2021-07-20 | LPLA | Enyedi Matthew | Managing Dir | M - OptEx | $44.08 | +7,712 | 7,084 | New | +$339.9K |
Purchase Sale Sale after option exercise All abbreviations