Form 4 for LPLA LPL Financial Holdings Inc.
Accepted 2021-11-26 00:00:00 ET · period of report 2021-11-24 · accession 0001397911-21-000184 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-11-26 | 2021-11-24 | LPLA | Fandrey Edward | Managing Dir | F - Tax | $171.99 | -1,755 | 19.4K | -8% | -$301.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-24 | F | D | 1,755 | $171.99 | 19,442 | D | — | — | (F1) Consists of (i) 1,884 shares of Common Stock; (ii) 13,955 restricted stock units that vest in five installments as follows: 1,953 restricted stock units on February 25, 2022, May 25, 2022, August 25, 2022 and November 25, 2022; and 6,143 restricted stock units on February 25, 2023; and (iii) 3,603 restricted stock units that vest ratably on each of February 25, 2022, February 25, 2023 and February 25, 2024. |