Form 4 for LPLA LPL Financial Holdings Inc.
Accepted 2021-08-26 00:00:00 ET · period of report 2021-08-20 · accession 0001397911-21-000156 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-08-26 | 2021-08-20 | LPLA | Arnold Dan H. | Pres, CEO, Dir | G - Gift | $0.00 | -23.0K | 181.0K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-20 | G | D | 23,000 | $0.00 | 181,014.94 | D | — | — | (F2) Consists of (i) 143,636.94 shares of Common Stock; (ii) 12,937 restricted stock units that vest in full on February 13, 2022; (iii) 9,698 restricted stock units that vest ratably on each of February 25, 2022 and February 25, 2023; and (iv) 14,743 restricted stock units that vest ratably on each of February 25, 2022, February 25, 2023 and February 25, 2024. |