Form 4 for LPLA LPL Financial Holdings Inc.
Accepted 2021-08-18 00:00:00 ET · period of report 2021-08-16 · accession 0001397911-21-000154 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-08-18 | 2021-08-16 | LPLA | Larsen Sallie R. | Managing Dir | S - Sale | $143.98 | -8,669 | 9,462 | -48% | -$1.25M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-16 | S | D | 8,669 | $143.98 | 9,462 | D | — | — | (F2) Consists of (i) 5,265 shares of Common Stock; (ii) 648 restricted stock units that vest in full on February 25, 2022; (iii) 1,518 restricted stock units that vest ratably on each of February 25, 2022 and February 25, 2023; and (iv) 2,031 restricted stock units that vest ratably on each of February 25, 2022, February 25, 2023 and February 25, 2024. |