Form 4 for LPLA LPL Financial Holdings Inc.
Accepted 2021-12-13 00:00:00 ET · period of report 2021-12-10 · accession 0001397911-21-000205 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-12-13 | 2021-12-10 | LPLA | Gates Greg | Managing Dir | F - Tax | $160.27 | -2,314 | 20.5K | -10% | -$370.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-10 | F | D | 2,314 | $160.27 | 20,506 | D | — | — | (F1) Consists of (i) 12,536 shares of Common Stock; (ii) 532 restricted stock units that vest in full on February 25, 2022; (iii) 1,470 restricted stock units that vest ratably on each of February 25, 2022 and February 25, 2023; (iv) 2,999 restricted stock units that vest ratably on each of June 5, 2022 and June 5, 2023; and (v) 2,969 restricted stock units that vest ratably on each of February 25, 2022, February 25, 2023 and February 25, 2024. |